The team is primarily responsible for performing End of Day ("EOD") portfolio compliance monitoring for... The Portfolio Monitoring team also provides compliance guidance and support to FIL's investment...
Listing compliance is responsible for overseeing compliance, internal control and risk management... Reporting to the Head of Listing Compliance, the successful incumbent is expected to...
You will be responsible for monitoring the compliance risk and ensure conformity with the Bank's as well... University graduate preferably in Finance, Business, or Law Minimum of 5 years' compliance experience in...
Compliance Manager role to oversee all compliance and AML matters for the company's SFC type 1,4,9... They have newly created this headcount at Manager level (min. 5 years in house compliance) to join their...
And. Develop, manage and execute the compliance testing plan and activities. Requirements. University... Experience in market surveillance, e communication surveillance and or compliance testing. Experience in...
Responsibilities. To assist the Head of Regulatory Compliance in managing all regulatory compliance... Requirements. At least 5 years of experience in compliance, preferably holding Retail banking experience...
RESPONSIBILITIES. Compliance Serve as Senior Compliance Officer and Money Laundering Reporting Officer... and as internal compliance officer for fund related matters. Assist in devising policies and procedures...
This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws... Our Ideal Candidate Substantial experience in compliance and regulatory risk management. Minimum 10...
Bring your career aspirations to life with AIA!Support the Head, Corporate Compliance to ensure that... To enhance compliance monitoring programs and investigation in relation AML requirements. To provide...
Position DescriptionCompliance Investigator, APAC, Ethics and ComplianceLocationHong KongReporting... This role will report to the Ethics and Compliance investigation team leader in St. Paul, Minnesota...
Experience in Project Management within Private Banking in Business Risk, Regulatory Management and Compliance topics (knowledge on Investment Suitability, Fraud Risk Management, Client Due...
Further information about J.P. Morgan is available at www.jpmorgan.com. The Compliance Reporting... Key Responsibilities. Provided with a set of clients, the Compliance Reporting Analyst would be...
Qualifications University graduate or above in accounting, business, information technology or related disciplines.3 to 6 years' relevant experience in risk and regulatory compliance within a...
Position Purpose This is a key role in the Regional Global Markets ALMT Compliance Governance Model and... Support the Regional Head of Compliance, the Regional Head of Global Markets ALMT Compliance, coordinate...
Responsibilities. Responsible for coordinating compliance and risk monitoring of relevant divisions in the financial market segment Improve real time monitoring of potential risks in the trading...
Responsibilities. To analyze and consolidate banking risk & compliance rules from regulatory organizations such as HKMA, SFC, etc. To perform due dillgence on digital partneres following...
Responsibilities. Conduct regular operations risk management and compliance monitoring program on risky... Conduct training to staff for promoting risk management and compliance awareness. Requirements. Degree...
Responsibilities. Participate in compliance risk assessments, reporting, reviews and testing,. Provide... Provide advisory services to business units regarding the compliance, policies and procedures...
Compliance is their fundamental value. Currently, the bank is offering a valuable opportunity in its... Your new role You will work in a dynamic team which drives the high compliance standard of the business...
Key Responsibilities. Assist the Head of Legal and Compliance to handle Anti Money Laundering and... Develop and conduct internal AML CTF and Sanctions compliance training sessions Assist in general legal...
Your Mission Ensures full compliance of all PUMA products to chemical regulations and customer requirements globallyIntegrates chemical testing into product creation process, monitors and...
Collaborate with investment personnel, Investment Operations, Global Client Operations, Legal or Risk to resolve compliance issue where appropriate.Develop a proficient understanding of the...
Based in the Hong Kong office, he she will be part of a growing international compliance team supporting... This person will be the Compliance Officer of Alipay HK and assist the Head of Compliance of Hong Kong...
We are looking to hire a detail oriented, hard working senior compliance professional to join Ant... CTF issues including significant compliance deficiencies.Carry out risk assessment at the enterprise...
Quality and Process Improvement, Risk, Compliance and QA LeadReporting To. Global Vice President of... N AThe Quality and Process Improvement, Risk, Compliance and QA Lead will have two (2) primary...
Responsibilities1. Responsible to design, implementation, and maintenance the compliance program of the... ensure that the company's payment transaction meet the regulation compliance in Hong Kong 2. Be the main...