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    7 088 jobs - Page 1 of 15 (0.23 seconds)
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    AD/Director Level Regulatory Compliance Consulting - 1235

    Global Professional Services Firm
    |
    Hong Kong
    - 2d ago
    AD Director Level Regulatory Compliance Consulting. 1235. Description. The Role. Advising a variety of... Requirements. SFC. HKMA Regulatory Compliance experience Not an AML focused role 7. 10 years commercial...

    Legal and Compliance Counsel (6-10 yrs PQE)

    Business Services Industry
    |
    Hong Kong
    - 1d ago
    Legal and Compliance Counsel (6 10 yrs PQE). Description. Job Description. A global market leader in its... You will be responsible for providing legal and compliance advice on commercial and R&D agreements...

    Vice President - Private Side Compliance

    Banking Industry
    |
    Hong Kong
    - 1d ago
    Vice President. Private Side Compliance. Description. The key responsibilities for this position are as... Degree qualified in law or accounting with at least 6 years of compliance experience gain in a leading...
    Executive Director - Capital Markets Compliance | Hong Kong
    Regulatory Compliance Manager - Commercial Banking | Hong Kong
    Compliance Testing (Associate) Banking Hong Kong | Hong Kong
    AML/Compliance Bankwide (Manager/Senior Manager) | Hong Kong
    Show more

    Assistant Manager Compliance & Risk

    Financial Services Industry
    |
    Hong Kong
    - 1d ago
    Assistant Manager Compliance & Risk. Description. The key responsibilities for this position are as... Provide advice to the business on compliance and risk issues. Guide the firm on the identification...

    Director/Executive Director - Equities Compliance (Cash)

    Leading Global Financial ServiceFirm
    |
    Hong Kong
    - 2d ago
    Director Executive Director. Equities Compliance (Cash). Description. Reporting directly to the Head of... years of experience within Equities Compliance, focusing on Cash equities. you will be familiar with...

    Regulatory Compliance Manager -

    Renowned Global Insurer
    |
    Hong Kong
    - 1d ago
    Regulatory Compliance Manager. Description. Your new role. You will continuously align business... You and the team will stay ahead of regulatory changes to help resolve compliance deficiencies and...

    Vice President Equities Compliance

    Financial Services Industry
    |
    Hong Kong
    - 1d ago
    Vice President Equities Compliance. Description. The key responsibilities for this position are as... Provide advice on regulatory compliance issues for the business. Review new business initiatives to...

    Compliance Manager

    Manduarh Consultancy Limited
    |
    Hong Kong, Hong Kong Island
    - 1d ago
    Oversee all compliance related matters as well as provide professional regulatory advice to all BUs and... Liaise with HKEX, SFC and relevant regulatory bodies for all compliance and licensing matters as well as...

    Assistant Sales Compliance Implementation Manager

    Hang Seng Bank Limited
    |
    Kowloon
    - 7d ago
    Principal responsibilities. Responsible for assisting Sales Compliance Implementation Manager in the... Assist to design coaching plans and training materials on sales compliance and quality reinforcement for...

    ED - Private Side (IBD/GCM and Investment Management) Compliance

    Morgan Stanley
    |
    Hong Kong, Hong Kong Island
    - 8d ago
    Department Profile. Professionals within Legal and Compliance provide a wide range of services to our... Background on the Team. The Private Side Compliance group advises on and assists in establishing...

    Compliance Auditor (CSR Advisor)

    ConnectedGroup
    |
    Hong Kong
    - 2d ago
    Conduct factory assessments, shadow assessments, investigation where necessary. Cooperate with third party service providers for social compliance audits. Identify and follow up the...

    Director, Central Compliance

    SG CIB
    |
    Hong Kong
    - 14d ago
    The Asia Pacific Compliance division ("SEGL CFT"), has a local presence in Australia, China, Hong Kong... Hong Kong is the regional Compliance hub. it is also the regional business hub. The Hong Kong Compliance...

    COMPLIANCE OFFICER

    George Miller Limited
    |
    Hong Kong Island
    - 5d ago
    Job Responsibilities. Handle all compliance issues, establish and maintain the Compliance Manual... Develop compliance program and training to ensure regulatory compliance. Provide practical advice on...