Handle regulatory reporting and enquiries. Coordinate internally and provide necessary compliance... Keep track of regulatory developments and update the internal compliance policy accordingly. Enhance the...
Responsibilities. Conduct quality assurance, complaint investigation and departmental compliance... Review and update internal control policies and procedures to ensure compliance with all applicable...
About the team. International, diverse team of compliance professionals. about the job. You will lead... regulatory compliance experience covering SFC regulated activities Strong communication skills in...
Assist the department head in overseeing the Bank's compliance with statutory and regulatory... Responsibilities. Lead and supervise a team of Compliance Review staff Performing risk based compliance...
Leading the legal, regulatory compliance and financial compliance functions of the banks, with over... Profile You will be a university graduate with at least 15 years of relevant legal and compliance...
It is now seeking to hire an experienced Compliance Officer for its Hong Kong office. Leading global... The successful candidate will work as an integral part of a Regional Compliance Team and will support...
Your new company This private bank is looking to hire a regulatory compliance officer to join its team... What you'll need to succeed You will have at least 2 years of regulatory. general compliance experience...
Officer, External Investigative Reporting. Compliance 0000EIR5DescriptionThe health and safety of our... It builds stronger controls to improve the way Financial Crime Compliance risks are managed in order to...
Based in the Hong Kong office, he she will be part of a growing international compliance team supporting... This person will assist the Head of Compliance of Hong Kong and North East Asia in managing all...
Advising and engaging the business forthe appropriate standards for compliance with the applicable AML CFT laws,rules and regulations. Part of the teamresponsible for conducting AML related...
Liaise with other departments on compliance issues such as AML, PDPO and FATCA etc. Provide training and... Finance. Law. IT or related discipline. 10. 12 years' working experience on banking compliance with at...
Senior Specialist, Customs & Trade Compliance. APAC Who we are lululemon is a yoga inspired technical... A day in the life Based in Hong Kong, reports to the Trade Compliance Manager. APAC Responsible for...
Scope and Purpose. Supporting the Local Compliance Officer in managing the relation with the Supervisory... Supporting the Local Compliance Officer in managing non compliance events, in providing assistance and...
Directing the design, development, delivery and maintenance of best in class Compliance, programs... Expertise of Compliance laws, rules, regulations, risks and typologies...
Job Description. Provide compliance advice in line with regulatory requirements and ensure business... Requirements. University degree with at least 5 years relevant experience in the compliance function of...
Are in line with regulatory expectations and industry practice Work with Legal on customer complaints, regulatory enquiries and maintain detailed logs Conduct regular compliance training to...
Responsibilities. Manage and identify Compliance matter related to SFC business. Responsible for the... Be able to facilitate some Compliance AML issues of the Company as well so as to ensure the Company to...
The opportunity EY Financial Services (FS) Tax services provides tax advisory, transactions and compliance services to a variety of clients in the FS market ranging from some of the world's...
Serves as a Control Group (Control Room) Compliance Risk Senior Analyst (AVP) for Independent Compliance... Primary responsibilities include monitoring compliance risk behaviors and providing day to day...
Responsibilities. Provide regular compliance advisory for Corporate Finance, Global Capital Market and... Requirements. 8 10 years compliance experience within capital markets Degree holder in Law. Accounting...
Be part of the central compliance team to conduct compliance review on different Convoy regulated... Answer enquiries received from staff. consultants in relation to the compliance policies and procedures...
Responsibilities. Sales Compliance Develop reporting templates for intermediary misconduct reporting... consolidation Compliance Training & Policy Review all Group mandated training materials to identify each...
This person will assist the Head of Compliance of Hong Kong and North East Asia in managing all... Establish, maintain and implement the compliance program, policies and procedures to ensure compliance...
The role of Sr Manager, Risk & Compliance Oversight, Hong Kong is responsible for supporting the Head of... HKMA (HK Monetary Authority). Oversee the day to day risk and compliance controls for the Hong Kong...
Position descriptionBusiness typeTypes of Jobs. Compliance. Financial Security Contract typePermanent... andConduct compliance training to staff on KYC Compliance. client onboarding topics.Position...
Job Description. The role performs the core compliance function for Millennium Hong Kong, which includes... Short position reporting to HKEX. Liaising with colleagues in the New York Compliance Department and...