Manager, Compliance
Dah Sing Bank
Hong Kong
4天前

Responsibilities

  • Reporting to the Head of Compliance Review
  • Conduct independent compliance reviews / self-assessments to assess the effectiveness and robustness of policies and controls
  • Review internal policies, procedures and guidelines to ascertain compliance with regulatory requirements.
  • Provide recommendations on compliance issues and findings identified
  • Follow up implementation progress of recommendations with relevant parties
  • Assist in reporting issues identified in compliance monitoring, external examination, self-assessment to the management
  • Handle ad hoc requests and projects
  • Handle enquiries from auditors and regulators
  • To meet the challenge, you should have the following qualifications and attributes :

  • University graduate in Business Administration, Accounting, Finance, Economics, Law or related disciplines
  • Possession of legal or accountancy professional qualification
  • Minimum 5 years of experience in financial services preferably with compliance or audit experience in banking industry
  • Good command of both written and spoken English and Chinese
  • Good PC knowledge
  • Strong conceptual, analytical, good interpersonal, written and presentation skills
  • Candidates with less experience will also be considered

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