Compliance Officer - Central Control Unit Onboarding
Credit Suisse
Hong Kong, China

Your field of responsibility

You will join us as a team member of Central Control Unit :

Provide approvals across all risk levels for all account opening cases which include but is not limited to Source of Wealth, Source of Funds, KYC Identification, AML, KYC, FATCA, CRS, etc.

Ensures all risk issues have been appropriately been identified, escalated and relevant approvals have been acquired PEP, Tax Compliance, Sanctions, Reputational Risk, etc.

Ensures all accounts approved satisfy the required standards in relation to Financial Crime Compliance and other regulatory requirements

Provides advisory support for the onboarding of complex clients to ensure full compliance with procedures, policies and regulations

Provide KYC advice to the Hong Kong PB Business and supporting functions on client onboarding matters pertaining to new rules, regulations and initiatives.

This includes advising on the relevant impact assessments and implementation

Provides additional KYC approvals support to other North Asia locations including Japan

Your future colleagues

You will be joining the CCU team which of the APAC Compliance Operations division. A team of forefront of the organization’s vision to achieve growth sustainably through risk mitigation initiatives.

Committed to identifying and mitigating AML / KYC risks for the function and APAC division. You can expect to be joining a team that is professional, dynamic and broad.

We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global cultural values

Remote Working?No

Your skills and experience

You are expected to possess the below :

The role requires excellent analytical and problem-solving skills in order to tackle enquiries across first and second line of defense functions

Degree in Law / Accounting / Business / Economics / Banking / Finance and related academic qualification. Post-graduate qualifications in AML Compliance preferable

You are ambitious, hardworking who can work on own initiative and deliver on time whilst also being a good teammate

At least 3-5 years of relevant AML / KYC compliance experience within Wealth Management / Private Banking

Strong understanding of AML / CFT regulations and requirements in Asia-Pacific countries, notably Singapore, Hong Kong and international AML standards

Excellent verbal and written communication skills

Proficient in Japanese, English and Chinese

Result oriented, dedicated, hardworking who can work on own initiative and can deliver on time under pressure with a high level of integrity and flexibility, sense of urgency, attention to detail and quality standards

Dedication to fostering an inclusive culture and value diverse perspectives


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