Your field of responsibility
You will join us as a team member of Central Control Unit :
Provide approvals across all risk levels for all account opening cases which include but is not limited to Source of Wealth, Source of Funds, KYC Identification, AML, KYC, FATCA, CRS, etc.
Ensures all risk issues have been appropriately been identified, escalated and relevant approvals have been acquired PEP, Tax Compliance, Sanctions, Reputational Risk, etc.
Ensures all accounts approved satisfy the required standards in relation to Financial Crime Compliance and other regulatory requirements
Provides advisory support for the onboarding of complex clients to ensure full compliance with procedures, policies and regulations
Provide KYC advice to the Hong Kong PB Business and supporting functions on client onboarding matters pertaining to new rules, regulations and initiatives.
This includes advising on the relevant impact assessments and implementation
Provides additional KYC approvals support to other North Asia locations including Japan
Your future colleagues
You will be joining the CCU team which of the APAC Compliance Operations division. A team of forefront of the organization’s vision to achieve growth sustainably through risk mitigation initiatives.
Committed to identifying and mitigating AML / KYC risks for the function and APAC division. You can expect to be joining a team that is professional, dynamic and broad.
We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global cultural values
Your skills and experience
You are expected to possess the below :
The role requires excellent analytical and problem-solving skills in order to tackle enquiries across first and second line of defense functions
Degree in Law / Accounting / Business / Economics / Banking / Finance and related academic qualification. Post-graduate qualifications in AML Compliance preferable
You are ambitious, hardworking who can work on own initiative and deliver on time whilst also being a good teammate
At least 3-5 years of relevant AML / KYC compliance experience within Wealth Management / Private Banking
Strong understanding of AML / CFT regulations and requirements in Asia-Pacific countries, notably Singapore, Hong Kong and international AML standards
Excellent verbal and written communication skills
Proficient in Japanese, English and Chinese
Result oriented, dedicated, hardworking who can work on own initiative and can deliver on time under pressure with a high level of integrity and flexibility, sense of urgency, attention to detail and quality standards
Dedication to fostering an inclusive culture and value diverse perspectives