Senior GBM Audit Manager - Global Internal Audit
Hong Kong, Hong Kong
source : eFinancialCareers

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Global Internal Audit provides independent, objective assurance to management and the risk and audit committees as to whether the framework of risk management, control, and governance processes, as designed and represented by management, is adequate and functioning.

We are currently seeking a high calibre professional to join our team as a Senior GBM Audit Manager .

Principal Responsibilities

Global Internal Audit provides independent and objective assurance as to whether the design and operational effectiveness of the Group’s framework of risk management, control and governance processes, as designed and represented by management, is adequate.

We are currently seeking an individual to join the Global Internal Audit team in that covers Markets and Securities Services (MSS), in the role of Senior Audit Manager, based in Hong Kong

In this role, you will :

  • Lead large single-site front-to-back audits of MSS businesses and be responsible for the execution of all stages in the audit lifecycle : announcement, team management and preparation, logistics, planning, fieldwork, testing, documentation and review, issue writing and agreement, report delivery, post-report issue validation, and ongoing stakeholder engagement;
  • Execute a programme of continuous monitoring for a defined portfolio of businesses and countries through regular bilateral meetings with stakeholders, participation in business governance forums, ongoing analysis of businesses’ risk profiles, and delivery of continuous monitoring reports;
  • Manage people, helping them to define and execute on personal development objectives, designing and delivering training sessions and executing mentoring or one-on-one coaching sessions, and assist in developing and delivering people initiatives to help our team be at their best;
  • Contribute to the wider development of Global Internal Audit, through collaborating with other audit teams, dedicating some of your time to consider how audit can use data analytics, agile techniques and other innovations to more efficiently and effectively deliver its objectives;
  • Maintain and enhance stakeholder relationships through regular bilateral meetings, appropriate challenge in business risk governance forums, and keeping in touch with business, regulatory and industry developments; and
  • Assist in the leadership of the team, through acting as a role model for junior team members, and fostering an open and collaborative working culture
  • Requirements

    To be selected for this role, you will be :

  • Familiar with general banking key risks, processes and controls front-to-back, with a specific focus on MSS;
  • Experienced technically in :

  • Cash and derivatives markets products, including risks and expected controls, in Foreign Exchange, Commodities, Credit, Rates and Equities (including Prime Brokerage & Futures) and Markets Treasury
  • Common industry activities such as Communication and Trade Surveillance, benchmark rate submission and debt auctions, and key aspects of conducts risks
  • Custody, Fund Administration, Transfer Agency, and Trustee & Fiduciary Services
  • Role of common functions supporting the above activities including common controls and processes e.g. Product Control, Traded Risk, Operations, Regulatory Compliance, Risk Stewardship etc.
  • Knowledgeable of the role of internal audit in an organisation, and the principles of internal auditing;
  • An analytical thinker who is confident approaching areas outside of your expertise in a thorough and detailed manner, getting to the heart of the key features and aspects quickly;
  • A clear communicator, verbally and in writing, with convincing presentation, persuasion and influencing skills, even when delivering difficult messages to senior stakeholders;
  • A professional with experience working in a dynamic and complex environment, with achievements in a relevant business or function, such as an audit function, finance, risk management, compliance, or business management;
  • Dedicated to continually learning and improving your own skills, which could be demonstrated by holding relevant professional qualifications such as in accountancy, finance or risk management, but also keeping up-to-date with developments in the banking industry, markets and regulations;
  • Able to manage multiple competing priorities on different concurrent projects, and able to ensure delivery of objectives through analysis of options and coming to pragmatic decisions; and
  • A solid team player, with a demonstrable desire to help the team as a whole achieve its objectives
  • The base location for this role is Hong Kong with some travel regionally and occasionally globally
  • You’ll achieve more when you join HSBC.

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    HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment.

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    Issued by The Hongkong and Shanghai Banking Corporation Limited.


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