Noah International (Hong Kong) Limited ( Noah Hong Kong or Noah HK ) is a subsidiary of Noah Holdings Limited (NYSE : NOAH) ( the Group ) and is managed by experienced senior management and professional specialists.
We are rooted in Hong Kong with the eyes on the global market, connecting the globe with the most updated financial information and offering the high-
net-worth individuals, family offices, and corporations from China with full range of global asset allocation, family wealth inheritance, and other financial services.
Noah Holdings (Hong Kong) Limited as part of Noah HK, is regulated by the Hong Kong Securities and Futures Commission with Type 1 (Dealing in Securities), Type 4 (Advising on Securities) and Type 9 (Asset Management) licenses since 4th January, 2012.
We are the overseas platform of financial product selection and structuring for the Group. Currently, the offshore financial products offered by Noah HK are categorized into 5 categories : Credit Fund, Secondary Market, Real Estates, Private Equity, and Cash Management.
We design and advise suitable investment products for clients based on their needs in the global financial market. We work closely with leading fund managers in order to minimize the concentration risk of client portfolio and assist clients to achieve global asset allocation.
Scope of Responsibilities :
Develop, review and update internal policies and procedures to ensure compliant with latest regulatory requirements.
Provide advice to different departments on compliance and regulatory related matters to help them to meet regulatory requirements
Review product documents and marketing materials of different departments to ensure they meet regulatory requirements
To manage a program of thematic compliance reviews to ensure that key regulatory requirements are complied with and to ensure the recommendations are implemented by the business units
Disseminate Circular and Guidelines from regulators and ensure the relevant parties compliance with the regulatory requirement
Assist in conducting survey, self-assessment and questionnaire of regulators
To design compliance training materials and deliver regular training to the Partnership and the employees
Monitor the implementation of anti-money laundering guidelines and other compliance policies and procedures, identifies gaps and recommends corrective actions in relation to the insurance business.
Manage the relationship with regulator by coordinating enquiries and investigations by HKIA.
Skills & Qualifications :
Minimum of 6 years of solid experience in regulatory compliance on Insurance industry. Working experience with regulator is an advantage.
Sound knowledge with relevant laws and regulations e.g. IA, AML, PD(P)O, etc and experience dealing with regulatory bodies.
Excellent communication, listening, interpersonal and influencing skills.
Self-motivated and pro-active team player with strong problem solving skills.
High ethics with strong sense of responsibility
Excellent command of written and spoken English and Chinese
We offer :
Competitive package + year-end bonus + insurance benefit
Full range of professional training program
Bright career path to every successful candidate
Company sponsors selected professional qualification
If you are ready to challenge yourself in a performance-driven and dynamic culture that recognizes and rewards talent, we would like to meet you.
We are an equal opportunity employer. Our application process is completely secure and confidential. When you submit your credentials, we will review your application, examine your qualifications.
We will contact you to pursue a conversation if your background and skills align with our firm’s needs.