Wealth Risk Manager - Hang Seng Bank (HK)
HSBC Group
Central, Hong Kong

Job description

A Career with Hang Seng Bank

Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services.

We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities and competitive compensation packages.

Risk and Compliance Wealth Risk Management

Hang Seng's Risk and Compliance ("RKM") strives to maintain a well-balanced risk profile for the Bank while enabling businesses to thrive.

Our team actively manages non-financial distribution risk of investment products. We are dedicated to collaborate with businesses and other functional units to develop and implement robust and customized risk management frameworks and measures to maintain the strong market position of the Bank.

Wealth Risk Management - Supporting Head of WPB Risk in bringing together the various second line steward views of non-financial distribution risk of investment products throughout the product and distribution lifecycle (covering retail banking and private banking business).

We are currently seeking a high caliber professional to join our department as Wealth Risk Manager .

Principal responsibilities

  • New investment products / services due diligence to ensure suitability and fairness to target customers and formulate controls over new products and services
  • On-going on-shelf products review to ensure distribution risk is maintained within the Bank’s risk appetite and assess controls’ effectiveness including investment product’s models review
  • Assess sales process controls’ sufficiency based on customer fairness and customer protection principles.
  • Review and challenge internal control’s post sales monitoring and to enhance controls over sales process by frontline staffs
  • Independent review on controls implementation
  • Attend governance and panel meetings to offer holistic opinions over investment products’ distribution risks
  • As a regional role to HACN wealth risk management
  • Requirements

  • University degree in in Finance, Risk Management or a related discipline OR other relevant qualifications
  • Minimum of 5 years' experience in consumer banking industry with exposure to general banking products as well as investment products and branch distribution framework
  • Professional qualification such as CFA Charter, FRM Charter preferred
  • Self-motivated, with the ability to meet tight deadlines and make decisions independently
  • Excellent communication, project management, interpersonal and analytical skills
  • Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes
  • Proficiency in both English and Chinese
  • Candidates with less relevant experience will be considered for the position of Assistant Wealth Risk Manager / Wealth Risk Officer.

    If you would like to explore other opportunities at Hang Seng Hong Kong, please visit for details.

    The health and safety of our employees and candidates is very important to us. Due to the current situation related to the Novel Coronavirus (2019-nCoV), we’re leveraging our digital capabilities to ensure we can continue to recruit top talent at the HSBC Group.

    As your application progresses, you may be asked to use one of our digital tools to help you through your recruitment journey.

    If so, one of our Resourcing colleagues will explain how our video-interviewing technology will be used throughout the recruitment process and will be on hand to answer any questions you might have.


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