To ensure IBG staff are in full compliance with internal operational risk and compliance policies and standards, external regulations and industry’s best practices.
To assist all units of IBG in ensuring quality service delivery to both internal and external customers.
Provide support to all units of IBG to ensure the compliance with internal operational risk
and compliance policies and standards, external regulations and industry’s best practices.
Regulation implementation and policy update
Conduct compliance check / control self-assessment, document the testing / results and
follow up ratification actions if required.
Coordinate and organize trainings for operational risk and compliance areas to promote control and compliance culture and knowledge amongst IBG staff.
Compliance of AML / KYC related matters
Handle Operational risk related matters like RCSA (risk control self assessment),
KRI, risk event and ensure there are appropriate ratification and follow up action.
Escalate significant risk event to IBG management and relevant parties.
Follow up issues and action plan arising from RCSA, risk events, internal and
external audits, regulatory inspections and update the relevant system.
Monitor implementation of regulations, update internal policy / guideline and conduct compliance review check to make sure full compliance with regulatory requirement.
Preparation of regular and ad-hoc reports related to ORM / Compliance / Audit
Co-ordinate with HR, Compliance & Risk Management to provide training in line with the business unit's assessments of need.
Lead and monitor service quality through SLA / service matrix review and business process re-engineering review.
Education / Preferred Qualifications
Minimum 3 -5 years’ experience in operational risk management / compliance.
Knowledge of Bank internal control policies and procedures.
Knowledge of regulatory / statutory policies and industry best practices.
University degree in Math / Finance or business related
Control and risk orientation
Analytical / problem solving skills
Customer service orientation
Communication and interpersonal skill
In depth knowledge on banking operations and financial products.
ChinaOthersRegularFull-timeFeb 25, 2019, 3 : 40 : 56 AM