APAC Governance and Reporting Officer: Risk and Control Self-Assessments
Wells Fargo
Hong Kong, Central and Western District
2天前

Department Overview

APAC Control is the front line risk management organization for Wells Fargo in APAC, and is accountable for holistically assessing, aggregating, and effectively managing risks across all risk types, lines of business, and enterprise functions.

About the Role

Responsible for governance over the portfolio of Risk and Control Self-Assessments ( RCSA ) required in the region including scheduling, tracking, and reporting the status of the RCSA agenda.

This position could be based in either Hong Kong or Singapore

Responsibilities

  • Through interaction with the members of the APAC
  • Business Control

    team ensure that the status of the regional RCSAs is tracked, up to date, and reported accurately

  • Through interaction with the members of the APAC Business Control team ensure that they are aware of RCSA schedule, have an achievable plan for completion and have all information they require to commence the process.
  • Respond to feedback on the RCSA results, including Data Quality reviews, Risk program queries, and challenges from second line of defenses.
  • Prepare various reporting related to the RCSA results, and provide management with a clear understanding of the region’s risk profile and support their control responsibilities.
  • Escalate any significant findings to management in line with escalation procedures.
  • Market Skills and Certifications

    Requirements

  • Experience of more than 5 years in enterprise or operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both;
  • or 5+ years of project management / tracking and governance, business process management or financial services industry experience, of which 5+ years must include direct experience in compliance, operational risk management, or a combination of both

  • Experience with RCSA process a must, as well as experience with process and controls for Wholesale businesses and / or Wells Fargo businesses operating globally
  • Advanced Microsoft Office skills
  • Excellent verbal, written, and interpersonal communication skills
  • Strong analytical skills with high attention to detail and accuracy
  • Ability to interact with all levels of an organization
  • Strong management reporting skills, ability to translate data into actionable information.
  • Ability to effectively multi-task and successfully work on several unrelated projects at the same time as well as adapt to changing and competing priorities.
  • Experience with enterprise risk frameworks and related processes
  • Cross functional understanding of risk and controls (e.g. market, credit, finance, compliance, operations).
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