Equities Compliance Officer
Credit Suisse
Hong Kong, China

Your field of responsibility

Key roles and responsibilities of the position are the following :

  • Provide support to senior members of Equities Compliance team to provide Compliance coverage to the APAC Equities business
  • Review sales and marketing materials from product and regulatory perspectives
  • Design and deliver training on rules, regulations, Compliance policies and procedures to front office and to promote compliance awareness across the businesses
  • Conduct Compliance focus reviews and read across of internal and / or external incidents
  • Assist to roll out compliance programme, framework and controls for APAC Equities business
  • Assist senior members of Equities Compliance team with Compliance initiatives and handle ad-hoc issues

    Your future colleagues

    A team with good working relationship between all team members, with other compliance officers, business and functions and able to manage share and support each other.

    We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global cultural values.

    Remote Working?N / A - pending TWWW agreement

    Your skills and experience

    To excel in this role, you should possess :

    Degree holder in Accounting, Law or related disciplines

    2-5 years of experience in compliance, audit or legal

    Self-motivated and diligent

    Phenomenal teammate

    Ability to learn quickly and handle multiple demands

    Efficient problem solving, analytical and organizational skills and attention to detail

    Good communication skills

    Effective communication in Chinese is an advantage

    Dedication to fostering an inclusive culture and value diverse perspectives


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