Company ProfileMorgan Stanley is a leading global financial services company providing a wide range of investment banking, securities, investment management and wealth management services.
The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 42 countries.
As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic.
Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow.
A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.Department ProfileInternal Audit is responsible for validating whether the Firm operates in a controlled environment with appropriate risk management processes.
Auditors evaluate the adequacy and effectiveness of the Firm’s internal controls using a risk-based methodology developed from professional auditing standards.
Internal Audit assists in monitoring the Firm’s compliance with internal guidelines set for risk management and risk monitoring, as well as external rules and regulations governing the industry.
The team reports directly to the Board Audit Committee and helps verify whether the Firm meets all of its fiduciary responsibilities to shareholders, while adhering to corporate-governance standards and legal and regulatory requirements.
Internal Audit comprises of a team of auditors with a diverse skill sets in business, compliance and financial crimes, risk management, operations, finance, information security and technology, working together to identify, monitor, assess and report on the control environment of the Firm.
The Asia Internal Audit Department, as the 3rd Line of Defence (LOD), is responsible for audits across all Morgan Stanley businesses, support and control functions, including the 1st and 2nd LOD, in the region.
The audits are designed to assess the adequacy of the control environment and to provide the Board Audit Committee and relevant regional committees with an independent assessment of risk across the Firm.
Role DescriptionMorgan Stanley is currently seeking an experienced professional with strong knowledge on China financial market (Investment Banking or Asset Management) and regulations to join our audit team that covers the Firm’s infrastructure support functions including Legal & Compliance, Global Financial Crimes, Human Resources and Corporate Services.
Based in Hong Kong and reporting to the Asia Audit Coverage Director for Compliance and Enterprise-wide Audit, this role is responsible for performing risk assessments and assisting in planning, executing and reporting on audits, including, but not limited to :
He or she will have opportunity to work on audits across the Firm.