Senior Compliance Manager - Financial Institutions
Champ Partners Limited
Hong Kong, Hong Kong
15天前
source : eFinancialCareers Ltd.

Responsibilities :

  • Report to Head of Legal and Compliance
  • Responsible for providing compliance advice to a wide range of corporate finance and asset management activities
  • Responsible for carry out the compliance works to ensure the Company’s business operations being strictly in compliance with regulatory requirements
  • Provides key compliance services to Corporate Finance business entities.
  • Develop and implement a dynamic process to identify, measure, monitor, control or mitigate and report pertinent business compliance matters.
  • Requirements :

  • The ideal candidate will subsequently work at sizeable investment banks or securities houses
  • Minimum of 7 years' relevant working experience
  • Candidate will be familiar with the regulatory guidelines on Corporate Finance Matters
  • Excellent command of English and Chinese (Mandarin is Must)
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