Hong Kong Equities and Global Trading Solutions Lead
Credit Suisse
Hong Kong, China

Your field of responsibility

As part of the role, your responsibilities include :

  • Provide day-to-day compliance support to the APAC teams within the Equities and Global Trading Solutions (GTS) teams, which may also include Prime Services and Structured Equities Trading
  • Seek to review and provide challenge / risk assessment of inherent risks and controls for the coverage desks
  • Design and roll out compliance program and compliance policies and procedures to front office for promoting compliance awareness across the businesses
  • Manage regulatory enquiries and lead regulatory examinations
  • Design and deliver compliance training on regulatory, compliance policies and procedures
  • Participate in relevant industry group discussion and coordinate within the Firm on global regulatory initiatives that impact practices within the APAC Equities and GTS businesses.
  • Demonstrate leadership in strategic projects and initiatives, including participation in New Business committees
  • Work with other Compliance teams within APAC regions as well as global counterparts on jurisdictional specific matters
  • Lead and manage the team as they handle ad hoc compliance issues
  • Your future colleagues

    The team is an open-minded team which allows different views or working styles to be shared or discussed within the team.

    The department values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global cultural values.

    Your skills and experience

    You are expected to possess the below :

  • Degree holder in Accounting, Law or related fields
  • Possess a minimum of 12 years of relevant experience, for example, product compliance in a global investment bank or equivalent experience dealing with regulatory or compliance risk matters
  • In-depth products / market knowledge of Equities, GTS, Prime Services and / or structured equities trading
  • People management and / or leadership experience
  • Ability to independently drive responses to regulatory / exchange compliance issues / queries
  • Solid awareness of controls and governance
  • Self-motivated, a team-player and results oriented
  • Capability to work in partnership with business, shared services and other members in Legal and Compliance globally
  • Experience dealing with front office
  • Ability to learn quickly and balance multiple demands
  • Outstanding problem solving skills, analytical skills and organizational skills
  • Dedication to fostering an inclusive culture and value diverse perspectives
  • Your new employer

    Find a new home for your skills, ideas, and ambitions. Credit Suisse offers you the ideal environment to progress your career, attractive benefits and excellent training.

    We are a leading wealth manager with strong global investment banking capabilities founded in 1856. Headquartered in Zurich, Switzerland, and with more than 45,000 employees from over 150 nations, we are always looking for motivated individuals to help us shape the future for our clients.

    Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success.

    Our bank provides reasonable accommodations to qualified individuals with disabilities, as well as those with other needs or beliefs as may be protected under applicable local law.

    If you require assistance during the recruitment process, please let your recruiter know.


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