KYC/ AML - Global Financial Institution
Ashford Benjamin Ltd
Hong Kong, Hong Kong

Responsibilities :

  • Manage new business requests received from the Front Office and facilitate the KYC process end to end
  • Handle account opening requests, broker onboarding documentation and liaise with brokers on AML / KYC documentation including account opening forms, organizational documents, and Non-Disclosure Agreements.
  • Work closely with the Front Office and potentially direct with clients as required, to obtain all necessary supporting evidence to full KYC due diligence
  • Liaise regularly with the business to conduct workload planning, review status of key onboardings and prioritize open requests
  • Requirements :

  • Bachelors’ Degree required, ideally in law discipline
  • Familiar with KYC and AML operation
  • Knowledgeable in Fixed Income, Equities, and Options asset classes
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