Associate Director, Global Markets Compliance
MNC
Hong Kong, Hong Kong
12天前

Associate Director, Global Markets Compliance Description The key responsibilities for this position are as follows : Work in a multi-

dimensional business that is heavily client focused, being able to organize deals with time sensitive issues. Advise on Firm's policy and relevant securities, derivatives rules and regulations.

Provide day-to-day compliance support to various business areas. Craft and deliver compliance training on regulatory, compliance policies and procedures.

Review sales and marketing materials from product and regulatory perspectives. Develop a working knowledge of cross border requirements.

Work closely with Compliance Officers across the APAC region, as well as with global counterparts. Handle of regulatory enquiries and your management of regulatory examinations.

Successful applicants will have the following skills and experience : Being a degree holder in Accounting, Law or related disciplines.

A minimum of 4 years product compliance experience in a global investment bank. Being self-motivated and diligent. Strong problem solving, analytical and organizational skills.

Ability to effectively and actively communicate with people of any professional level. Excellent skill in spoken and written English, Mandarin and Cantonese would be an added advantage.

Country Hong Kong Company MNC Salary US$90,000 - US$160,000 Working Hours Full-Time Contract Permanent Categories Compliance / AML Industries null

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