Business Control Consultant - Financial Institutions Group
Wells Fargo
Singapore Hong Kong
2天前

Market Job Description

Individual Responsibilities

  • Financial Institutions Group ( FIG ) builds long lasting relationships with financial institutions globally by providing premier solutions, bringing industry and geographic expertise, and delivering a holistic Wells Fargo experience.
  • Develop a strong working knowledge of FIG business in Asia Pacific as well as globally and the key risk controls related to its business activities.
  • Serve as the primary day-to-day coverage officers for FIG with proven knowledge of its products, services, processes, systems and customers.
  • Continuously engage in discussions with FIG business partners on strategy, industry trends, organizational changes, and new / modified markets, systems, products and services, to determine impact and identify and remediate risk control issues across all risk types.
  • Collaborate with, guide and counsel Risk Control and business partners on control design and implementation to mitigate risks.
  • Collaborate with, guide, and counsel FIG business process and control owners on identifying where controls reside, managing control changes and evaluating effectiveness.
  • Collaborate with, guide, and counsel FIG business partners on matters relating to the implementation of corporate policies and Wholesale requirements.
  • Help ensure proper business profiles of applicable regulations and associated controls as well as residual risks and compensating controls are maintained and continuously updated in appropriate systems of record on an ongoing basis.
  • Responsible for monitoring risk-based programs for FIG business in order to identify, assess and mitigate risk that arises
  • Works with the FIG business and provides risk expertise and consulting for projects and initiatives
  • May evaluate the adequacy and effectiveness of policies, procedures, processes, systems and internal controls, analyze business and / or system changes to determine impact;
  • identify risk issues and may participate in the development of risk ratings

  • Consults with business to develop corrective action plans and effectively manages change
  • Reports findings and develops business cases to influence executive management or management committee member / head of business on the need for controls to mitigate risk
  • Leads project / virtual teams and mentors lower level staff
  • May directly manage 1-2 specialists / consultants.
  • Market Skills and Certifications

    Required Qualifications

  • 10+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both;
  • or 10+ years of IT systems security, business process management or financial services industry experience, of which 5+ years must include direct experience in compliance, operational risk management, or a combination of both

  • Experience with process and controls and evaluation for FIG and Wholesale businesses and / or Wells Fargo businesses operating globally
  • Advanced Microsoft Office skills
  • Excellent verbal, written, and interpersonal communication skills
  • Strong analytical skills with high attention to detail and accuracy
  • Ability to interact with all levels of an organization
  • Strong management reporting skills, ability to translate data into actionable information.
  • Ability to effectively multi-task and successfully work on several unrelated projects at the same time as well as adapt to changing and competing priorities.
  • Experience with enterprise risk frameworks and related processes
  • Cross functional understanding of risk and controls (e.g. market, credit, finance, compliance, operations).
  • We Value Diversity

    At Wells Fargo, we believe in diversity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national or ethnic origin, age, disability, religion, sexual orientation, gender identity or any other status protected by applicable law.

    We comply with all applicable laws in every jurisdiction in which we operate.

    APAC

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