Head of Facilitation Trading
BNP Paribas
Hong Kong

Key Responsibilities

  • Ensuring traders on the desk comply with regulatory, contractual and internal authorized framework
  • Watching out for potential fraud or market abuse via close management and by responding effectively and comprehensively to escalation signals coming from MO or BO staff
  • For staff onboarding : ensuring that all newcomers on the desk have received and read all compliance or essential duties manual, and passed the relevant regulatory exam
  • Regularly reviewing the P&L of their traders and signing off on any unexplained daily P&L movement
  • Ensuring that the book of their trades are fairly priced
  • Preparing a P&L explain each day and escalating any unexplained elements to their manager for sign off
  • Responsible for ensuring job descriptions are written, distributed and updated
  • Managing and controlling all positions under his / her responsibility and immediately escalating to Management any problems arising
  • Price client facilitation requests and manage the risk arising from the facilitation trades
  • Offer both natural and non natural IOI to sales traders and clients
  • Manage and monitor positions with respect to internal and regulatory limits
  • Competencies and Specific Qualifications Required

  • Bachelor's degree or above
  • At least 10 years of relevant experience in financial industry
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