Senior Business Compliance Manager ( Business Risk and Control - Retail banking) Responsibilities
To assist in conducting Investment and Insurance sales risk control checking, alert and report on regulatory irregularities and potential compliance risk
Formulate, evaluate and roll-out the adequacy of control procedures, make recommendations for improvement and constantly monitor high risk areas
Manage and enhance an effective compliance and control infrastructure, such as risk data analysis and feedback mechanism, thus to improve the efficiency and effectiveness of compliance work
Review gap analysis in relation to the latest regulatory requirements
To compile management reports on risk management and compliance related areas
Degree or above with major in Accounting, Finance, Risk Management, Law, or related discipline.
Over 5 years of experience in Compliance or Audit works in Financial and Banking industries
Able to handle multi-tasks independently and work under pressure
Possess strong analytical skill and report writing skill
Process control assurance experience in Investment and Insurance products for call monitoring, post sales call and documentation checking.
Good command of both spoken and written English and Chinese. Mandarin is an advantage
Job-ID : 498307 acasf8SWEe7j0c5Q Datum der Veröffentlichung : 22 Jan 22