Our client is an expanding listed investment firm with significant growth and excellent business plans for success in the coming future.
They do various business including securities, asset management, corporate finance, etc.
Report to Group Head and supervise a team of two to effective the day-to-day audit activities
Build an effective internal control, audit and risk management system as well as ensure the compliance with internal policies and relevant regulations
Monitor, evaluate, investigate and report the overall risk level through a rigorous auditing process and hence to provide professional recommendations for improvement to minimize potential risk
Formulate and execute audit / regular audit plan; work with relevant line departments and stakeholders to effective the execution
Develop and implement effective audit methodologies / tools for respective business activities
Requirement : :
Bachelor Degree holder in Accounting, Finance, Business or relevant disciplines
5+ relevant experience in Compliance function, in which at least 2 years gained from listed Financial Institution / Big 4 with good knowledge in securities business is an advantage
Less experience will be considered as Officer
Holder of CICPA / HKICPA / AICPA / ACCA
Good in Chinese Word Processing
Good in both written and spoken Chinese and English