Manager, PvB Client Servicing and Transacting – Change Delivery
Standard Chartered Bank
Hong Kong, Hong Kong, Asia
4天前

About Standard Chartered

We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.

To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.

We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation.

This in turn helps us to provide better support to our broad client base. The Role Responsibilities

Strategy

  • Support the Director of PvB Client Servicing &Transacting in formulating and executing the process improvement, new technology and business strategies to continuously improve client experience and operational productivity.
  • Processes

  • Preparing of regulatory reports ensure the accurate and timely preparation and filing of various regulatory reports / surveys for the bank, in compliance with all regulatory requirements.
  • Prepare and maintain accurate and detailed DOIs to meet to internal and regulatory standards
  • Coordinate and work closely with relevant stakeholders to develop new processes, requirements, systems and overall arrangements in meeting local regulatory requirements.
  • Participate in rolling out relevant business & operational process and improvement initiatives to drive efficiency and effectiveness of end-to-end processes to improve FO and client experience.
  • Ad hoc projects and reporting as requested, including participation in the automation projects
  • Risk Management

  • Foster an effective control environment. Guide CSMs and CSM Team Leaders to minimize operational risks in the Front Office, including all aspects of documentation control.
  • Implement control measures in compliance with regulations and Group Standards. Drive, implement and promote an effective risk management culture and operational framework.

    Regulatory & Business Conduct

  • Display exemplary conduct and live by the Group’s Values and Code of Conduct.
  • Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank.
  • This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.

  • Lead to achieve the outcomes set out in the Bank’s Conduct Principles : Fair Outcomes for Clients; Effective Financial Markets;
  • Financial Crime Compliance; The Right Environment.

  • Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
  • Key Stakeholders

  • Finance / CMPS / C&S, COO, BROM, Operations
  • Our Ideal Candidate

  • Degree holder in Finance / accounting or related disciplines
  • Good computer literacy including MS Word, Excel, Powerpoint etc
  • Excellent communication, presentation and analytical skills
  • Proactive and detail minded
  • Good time management and interpersonal skills, with ability to manage stakeholders at all level
  • Good knowledge of Private Bank operations, wealth management products and related processes
  • Strong understanding of current banking regulatory rules and regulations
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