Head of Compliance - Foreign Bank
ALL-STAR AGENCY
Hong Kong, Hong Kong
3天前

Overview

A growing foreign bank in the region is currently seeking a Head of Compliance to be responsible the compliance function for the bank's full range business divisions.

Role Responsibilities

  • Be responsible for the compliance function and related matters across all divisions in banking.
  • Foster relationship and liaise with regulators (HKMA, SFC & IA) and handle regulatory-related external reviews, internal audits, inspections, regulatory enquiries / requests
  • Monitor and ensure Bank activities operate with integrity and in compliance with applicable laws, regulations, policies, procedures and standards.
  • Reviewing compliance policies & procedures and set out monitoring plan for the business
  • Identify, measure and assess compliance risk of Private Bank and Corporate Bank business and advise senior management on compliance risk and areas for enhancement
  • Report material risk events to Executive Committee and / or the Board.
  • Overseeing the account approval process and ensuring the clients adhere to the Bank's KYC and AML guidelines.
  • Requirements

  • 15-20 years' experience in Compliance, specializing in Corporate, Commercial or Private Banking
  • Bachelor Degree in Business / Finance / Accounting / Masters in Law advantageous
  • Strong communication skills in English, Mandarin, Cantonese;
  • Independent, self-motivated with effective communications skills, able to work under fast pace and high pressure environment.
  • If you believe you have the relevant skill and experience and is interested in this position, kindly get in touch with Jack Leung at with your CV and contact details or call +852 3901 8971 to engage in a confidential discussion.

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