Investor Services AML Associate
BNP Paribas Personal Finance
Hong Kong


Undertake investor name screening and identify any unusual and / or suspicious transactions with reporting in accordance with both BNP and the relevant regulatory requirements

Ensure investor AML / TF and KYC as well as FATCA / AEOI information and status are accurately updated and maintained in the TA systems and logs / records

Maintain the log of outstanding investor documentation and follow up with investors and clients for any missing documents

Prepare / review and maintain reports relating to investors status of AML / TF / KYC and FATCA / AEOI

Support other operational functions, including internal fund transfers for subscription / redemption and transfer / switch trade orders and client reporting.

Scan and file documents for our records as required

Technical & Behavioral Competencies

Good communication skills, both verbal and written in both English and Mandarin

Team player

Self-motivated, proactive, well organized

Change mindset to ongoing review the workflow to ensure efficiency and controls-effectiveness

Specific Qualifications (if required)

Bachelor degree

3 years experience processing AML on investor onboarding and recertification, as well as project-managing clients due diligence testing and review exercise.

Experience with fund administration operation is a great advantage


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