Undertake investor name screening and identify any unusual and / or suspicious transactions with reporting in accordance with both BNP and the relevant regulatory requirements
Ensure investor AML / TF and KYC as well as FATCA / AEOI information and status are accurately updated and maintained in the TA systems and logs / records
Maintain the log of outstanding investor documentation and follow up with investors and clients for any missing documents
Prepare / review and maintain reports relating to investors status of AML / TF / KYC and FATCA / AEOI
Support other operational functions, including internal fund transfers for subscription / redemption and transfer / switch trade orders and client reporting.
Scan and file documents for our records as required
Technical & Behavioral Competencies
Good communication skills, both verbal and written in both English and Mandarin
Self-motivated, proactive, well organized
Change mindset to ongoing review the workflow to ensure efficiency and controls-effectiveness
Specific Qualifications (if required)
3 years experience processing AML on investor onboarding and recertification, as well as project-managing clients due diligence testing and review exercise.
Experience with fund administration operation is a great advantage