Draft and review legal documents and relevant marketing materials.
Advise legal issues of the company, such as fund formation, administration operation, conduct of agent, broker relationship, as well as intellectual property;
employment law, personal data protection / privacy and Prevention of Bribery Ordinance issues etc.
Review various types of contracts and advise business departments on contract management process.
Provide legal consultation on customer complaint matters, regulatory enquiries and investigations.
Provide updates on regulatory developments and consultation on measures to be adopted in response to regulatory changes.
Participate in various projects and provide legal advice and consultation.
Conduct legal research, provide regulatory interpretation and analysis and advice on application of laws relating to financial planning and pension business.
Co-operate with compliance and risk functions in identifying and controlling legal risks.
Monitor litigation cases and the service provided by external counsels.
Prepare ad-hoc internal reports as requested.
Bachelor degree from Law with at least 8 years in-house experience in Asset Management industry.
Experience in dealing with regulators such as SFC and HKMA.
Business oriented with willingness to listen to business needs.
Excellent analytical and communication skills
Good command of spoken and written Chinese, English and Mandarin
Able to work well under pressure and tight deadlines, and have the aptitude to synthesize large amounts of information and develop innovative solutions
Be adaptable, able to manage projects independently and ready to assume a high level of responsibility as a member of a team