Legal Counsel - Asset Management
ICBC Asset Management (Global)
Hong Kong, Hong Kong
11天前
source : EFinancialCareers Ltd

Responsibilities

  • Draft and review legal documents and relevant marketing materials.
  • Advise legal issues of the company, such as fund formation, administration operation, conduct of agent, broker relationship, as well as intellectual property;
  • employment law, personal data protection / privacy and Prevention of Bribery Ordinance issues etc.

  • Review various types of contracts and advise business departments on contract management process.
  • Provide legal consultation on customer complaint matters, regulatory enquiries and investigations.
  • Provide updates on regulatory developments and consultation on measures to be adopted in response to regulatory changes.
  • Participate in various projects and provide legal advice and consultation.
  • Conduct legal research, provide regulatory interpretation and analysis and advice on application of laws relating to financial planning and pension business.
  • Co-operate with compliance and risk functions in identifying and controlling legal risks.
  • Monitor litigation cases and the service provided by external counsels.
  • Prepare ad-hoc internal reports as requested.
  • Qualifications

  • Bachelor degree from Law with at least 8 years in-house experience in Asset Management industry.
  • Experience in dealing with regulators such as SFC and HKMA.
  • Business oriented with willingness to listen to business needs.
  • Excellent analytical and communication skills
  • Good command of spoken and written Chinese, English and Mandarin
  • Able to work well under pressure and tight deadlines, and have the aptitude to synthesize large amounts of information and develop innovative solutions
  • Be adaptable, able to manage projects independently and ready to assume a high level of responsibility as a member of a team
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