Assistant Vice President - Internal Audit
Hong Kong Exchanges and Clearing Limited
Hong Kong, Asia Pacific

Being part of the business audit team in Hong Kong, reporting to the Vice President Head of Integrated Audit, providing objective assurance and advisory services to Management and the Audit Committees in Hong Kong (and London) regarding the effectiveness of internal controls, risk management and corporate governance.

Job Responsibilities :

Develop and maintain an in-depth knowledge of the Company’s relevant business areas, its products, control functions and serve as an internal control and business advisor

Conduct a broad range of operational audits (and IT audits occasionally) and supervise junior team members to ensure audit fieldwork is focused and carried out in accordance with GAAS & IIA standards

Identify key risks, evaluate controls, and develop recommendations on improving the control environment and process efficiencies

Prepare high quality internal audit reports for senior executives

Participate in departmental initiatives aimed at continuously improving the quality of Internal Audit’s processes and methodology

Be able to coach team members

Be willing to participate in job rotation arrangements / provide support to other areas of the business

Job Requirements :

Minimum at least 7 to 9 years of experience in an accounting / consulting firm or internal audit role within the financial services industry

University graduate in a finance, accounting, engineering, maths, risk management or relevant subject plus a relevant qualification such as a CPA, CA, CIA, CISA, CFA, or FRM

Solid understanding of financial industry and related functions, including process and IT controls over trading, clearing and risk management activities

Understanding of financial products including equities, derivatives, commodities and fixed income & currencies is an advantage

Knowledge of listing, exchange, clearing and settlement rules and regulations is a plus

Able to multi-task and timely complete assignments

A highly independent, self-motivated and results oriented professional looking to make a significant contribution to the continued success of one of Hong Kong’s most respected organisations, and in return, be given a unique opportunity to advance their career and professional development

Team-oriented with a strong sense of ownership and accountability

Strong interpersonal, relationship management and presentation skills

Excellent command of written and spoken English and Chinese. Proficiency in Mandarin is an advantage


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