Senior Associate/ Assistant Vice President, Compliance, Regional Corporate & Investment Bank
Hong Kong, Hong Kong

Responsibilities :

  • Provide professional advises to corporate & investment banking units om compliance & AML related issue
  • Work closely with Risk Management & Strategy team to provide support to business operation
  • Disseminating the up-to-date regulatory and legislative change such as the circulars and e-mail correspondence issued by HKMA, SFC or other concerned parties to enhance compliance culture in the bank
  • Cooperate with various stakeholders to perform continuous improvement on AML & compliance in terms of Policy & Procedures, system enhancement, internal workflow
  • Work as a team to review internal and external control reports
  • Assist on handling enquiries, self-assessment & review from regulatory authorities
  • Prepare compliance report and assist on preparing training materials about all new legislation, guidelines, regulation and code issued by the regulators
  • Collaborate with the team to review & update compliance & control policy
  • Requirements :

  • Degree or above
  • 3 years + corporate banking AML and compliance related experience
  • AML related professional qualification (e.g. HKIB ECF or CAMs) is highly preferred
  • Knowledge of Banking Ordinance, SPMs, KYC, AML, due diligence, as well as FATCA, CRS reporting would be an advantage
  • Good command of written and spoken in English
  • Candidate with more experience would be considered for Assistant Vice President (Manager) position
  • To apply online please click the 'Apply' button below or send your CV to


  • For a confidential discussion about this role & other corporate banking openings please contact Alex CHEUNG at +852 2121 1418 .
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