Private Wealth Management, Credit Risk Management
Morgan Stanley
Hong Kong, Hong Kong, Hong Kong


MorganStanley Private Wealth Management Asia provides highly customized financialadvice, investment solutions and brokerage services to individuals, familiesand foundations.

As Morgan Stanley’s premier service for individualsand families with significant means, we specialize in providing our clientswith custom-

tailored financial solutions and a level of sophistication andaccess to expertise and investments typically reserved for large corporations,financial institutions and governments.

The Asian PWMfranchise is an increasingly important part of the Institutional EquitiesDivision business. The rapidly growing and fast evolving nature of thisbusiness presents unique challenges to the effective construction of riskmanagement architecture to identify, measure and / or monitor the financial,non financial and regulatory risks.

Consequently, an opportunity has arisen fora Risk Manager to help meet some of these challenges. The appointment will beat Manager / Snr Manager grade.

The incumbent will play a role in the ongoing development of the riskmanagement framework for the PWM Asia business where clients are typicallyvery entrepreneurial in outlook and very market focused, with a special focuson :

  • Credit Risk : The risk of lossarising through the provision of margin lending and facilities to tradederivatives. Client due diligence, particularly assessment of clients’ income sourceand net worth size, will be an important part of the role.
  • As a member of the Risk Team, the individual will report to a VicePresident within the PWM Asia Risk Management team.


  • Help support the growth of the local margin lending business in a controlled manner.
  • Maintaining and approving credit limits for clients
  • Ensuring compliance to various regulatory requirements in relation to credit risk management
  • Conduct account and portfolio reviews
  • Engage with relevant stakeholders including Firm Risk Management, Legal and Compliance, Internal and External Auditors, and Investment Representatives

  • 4-5 years of relevant product experience in the banking industry preferably in Private Banking / Private Wealth Management, Risk Management background will be an advantage
  • Good knowledge of various Private banking products including OTC, structured products, etc.
  • Ability to work in a multi-function team & to establish credibility in front of colleagues and clients
  • Excellent verbal and written communication and interpersonal skills
  • Strong quantitative educational background
  • Strong IT skills
  • Proficient in English. Understanding of regional languages, such as Mandarin, Cantonese will be an added advantage.
  • DESIRED SKILLS (Optional) :

  • CDD / KYC, Risk, Product or Markets experience
  • Previous work experience in a similar role within the business EDUCATIONAL BACKGROUND :
  • University Degree in Finance or Statistics

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