Manager, Business Surveillance, Private Banking
Connexe Search Limited
Hong Kong, Hong Kong
5天前
source : eFinancialCareers

Responsibilities :

  • Conduct investment suitability review
  • Ensure investment transactions in compliance with HKMA & SFC regulations
  • Perform monthly account review
  • Support implementation and ad-hoc projects relating to investment suitability
  • Requirements :

  • University degree in Business or related discipline
  • 4+ years of experience in investment transaction monitoring & suitability in private banking
  • Excellent command of both written and spoken English and Chinese, including Mandarin
  • Please click Apply Now or emial your full resume in MS Word format quoting the job reference N221551 in the subject field.

    Your interest will be treated in strict confidence. Only shortlisted candidates will be notified.

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