Responsibilities :
Conduct investment suitability review
Ensure investment transactions in compliance with HKMA & SFC regulations
Perform monthly account review
Support implementation and ad-hoc projects relating to investment suitability
Requirements :
University degree in Business or related discipline
4+ years of experience in investment transaction monitoring & suitability in private banking
Excellent command of both written and spoken English and Chinese, including Mandarin
Please click Apply Now or emial your full resume in MS Word format quoting the job reference N221551 in the subject field.
Your interest will be treated in strict confidence. Only shortlisted candidates will be notified.
