Compliance Officer Investment Banking Central Compliance Unit - Enhanced Due Diligence
Credit Suisse
Hong Kong, China
4天前

Your field of responsibility

As part of the role, your responsibilities include :

  • Provide Compliance approvals for all Client Identification matters, including ensuring all account approvals satisfied the required policy standards
  • Ensure all high risk issues have been independently assessed and are reported to FCC Specialist team where applicable
  • Provide advisory support to IBCM Front office, Client Onboarding Team and other Control functions on compliance risk related to client lifecycle
  • Generate MI reports for business partners and management to ensure any exceptional approvals are closely monitored
  • Execute Compliance Control for APAC IB Compliance Operations
  • Any other tasks assigned by the Team Lead or Department Head
  • Your future colleagues

    You will be joining the CCU team which is within the APAC Compliance Operations division. We are a team that is at the forefront of the organization’s vision to achieve growth sustainably through risk mitigation initiatives.

    The team is committed to identifying and mitigating AML / KYC risks for the function and APAC division. You can expect to be joining a team that is professional and dynamic

    The department values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global cultural values

    Remote Working?N / A - pending TWWW agreement

    Your skills and experience

    To excel in this role, you should possess :

  • Degree in Law / Accounting / Business / Economics / Banking / Finance and related academic qualification. Post-graduate qualifications in AML Compliance preferable
  • At least 2 years of relevant AML / KYC compliance experience within Investment Banking. Candidate with more than 5 years of experience may be considered for AVP.
  • Proficient in AML / CFT regulations and requirements in Asia-Pacific countries, notably Hong Kong, Singapore, Australia, and international AML standards
  • Proven experience in FCC risk assessments and understanding of enhanced due diligence requirements with respect to High Risk Clients
  • Strong analytical and problem solving skills as well as manage workload and thrive under pressure
  • Good interpersonal and partner management skills
  • Dedication to fostering an inclusive culture and value diverse perspectives
  • Your new employer

    Find a new home for your skills, ideas, and ambitions. Credit Suisse offers you the ideal environment to progress your career, attractive benefits and excellent training.

    We are a leading wealth manager with strong global investment banking capabilities founded in 1856. Headquartered in Zurich, Switzerland, and with more than 45,000 employees from over 150 nations, we are always looking for motivated individuals to help us shape the future for our clients.

    Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success.

    We are committed to building a culture of inclusion with a deep sense of belonging for all of us. We will consider flexible working opportunities where possible.

    Our bank provides reasonable accommodations to qualified individuals with disabilities, as well as those with other needs or beliefs as may be protected under applicable local law.

    If you require assistance during the recruitment process, please let your recruiter know.

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