Internal Control Officer
CA Indosuez (Switzerland) SA, Hong Kong Branch
Hong Kong, Hong Kong


CREDIT AGRICOLE GROUP is a major player in Europe with a strong international presence through our operations in the globe.

CA Indosuez (Switzerland) SA is among the leading foreign Banks in Switzerland specialized in wealth management (Private Banking).

With more than CHF 40 billion under management, we offer all the advantages of an independent Swiss bank while benefiting from a top-level international network and a solid parent company, the Crédit Agricole Group.

We are now seeking dedicated and motivated individuals to fill the position of Internal Control Officer in the Hong Kong Branch.

Outline of the Position :

Work as an invaluable asset in the Internal Control Team of Private Banking in the monitoring of selling process and the performance of internal control.

Key Responsibilities :

  • Perform transaction monitoring regarding internal control on selling process as stipulated in the compliance procedures
  • Perform control on Pre-trade negative disclosure on DPS and other first level controls
  • Perform control on suitability mismatches
  • Perform control on third party fund transfers
  • Perform control on client pricing agreements, fees and monetary benefits
  • Assist front office users for questions related to internal control
  • Provide support to test and implement new internal control tools
  • Assist in the maintenance of internal control monitoring tool
  • Requirements :

  • University degree holder in Business Administration or equivalent
  • 2 4 years relevant experience in internal / business control is preferred
  • Good knowledge of private banking products
  • Ability to provide results before deadlines
  • Detailed minded and ability to handle tasks in coherent way
  • Analytical skills in order to identify weak points needing further clarifications
  • Good writing skills and precision in preparing document / control files according to internal rules
  • A team player and good communication skills
  • Proficient in MS Word, Excel and PowerPoint
  • Proficiency in both spoken and written in English, Cantonese and Mandarin
  • You will be offered a rewarding package including performance bonus, and excellent opportunities for a long-term career development.

    We also provide medical, life insurance, provident fund. Your detailed resume with present and expected salary is welcome by email at


    Personal data provided by applicants will be used for recruitment purpose only. Applicants not contacted within 6 weeks may consider their applications unsuccessful, in which case their information will be kept in strict confidence for a maximum of 24 months and only be used for the purpose of selection.


    Thank you for reporting this job!

    Your feedback will help us improve the quality of our services.

    通過點擊“繼續”,我允許neuvoo同意處理我的數據並向我發送電子郵件提醒,詳見neuvoo的 隱私政策 。我可以隨時撤回我的同意或退訂。