Regulatory Compliance & AML Officer
Hong Kong

What you’ll do

  • Serve as local compliance officer / anti-money laundering officer for Hong Kong and the primary contact vis-à-vis all Hong Kong regulator(s)
  • Work on and project manage license renewals, requests, audits, inspections and any other regulator interactions in Hong Kong
  • Proactively identify and advise on compliance / regulatory obligations based on financial and payments rules and regulations in Hong Kong
  • Advise on proposed changes in the law, policy priorities and other regulatory developments that may impact the company’s business in Hong Kong
  • Translate identified obligations into relevant Policies and Procedures
  • Take ownership of all regulatory reporting requirements for Hong Kong
  • Assist with AML monitoring for APAC (with a focus on compliance related risks)
  • Ad-hoc analysis of and investigations into merchants’ compliance risk profile and collaborating with commercial teams for follow ups
  • Be involved with reviewing AML alert escalations, conducting investigations and recommendation
  • Manage and file STR lodgements for APAC markets (in addition to Hong Kong)
  • Identifying and improving gaps in our monitoring and operational risk-control efforts, including setting up of new processes to monitor our merchant profile
  • Participate in second line functions, including oversight programs for merchants, annual compliance reviews, compliance risk assessments and conducting training
  • Who you are

  • You will have at least 4-6 years’ experience in a regulatory, legal and / or second line compliance function
  • You will have sound working knowledge around the AML / CFT rules and regulations for Money Service Operators in Hong Kong
  • You have some experience with monitoring compliance for AML / CFT obligations and mitigating ML / TF risks
  • Your knowledge of the finance and / or payment industry (including regulatory & legal issues) will be well established
  • You are fully proficient in English and native level Cantonese (spoken & written)
  • You will have some working experience in an international organization or MNC
  • You will be an analytical thinker who can both set, and monitor, on relevant policies required to ensure controlled and sustainable growth
  • You will have solid inter-personal skills, specifically you will be able to liaise with a variety of internal and external stakeholders and Merchants from varying disciplines and cultures
  • Your strong sense of initiative and self-motivation will add value to a fast-growing business
  • Due to Covid-19 and border restrictions, you must already be residing in Hong Kong
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