AFG Compliance Officer
Credit Suisse
Hong Kong, China

Your field of responsibility

Your responsibilities include :

  • Provide advice either independently or with other team members on regulatory compliance issues
  • Work with AFG (traders / structurers / loan syndication) on the day-to-day questions and issues that arise in the normal course of business
  • Work with AFG on new business initiatives, as well as ad-hoc / deal related queries including regulatory submissions / disclosures
  • Monitor the issuance of new or revised regulations in Hong Kong, providing regulatory updates to Business and coordinate feedback to consultation papers by the regulator from the relevant partners for submission as necessary
  • Collaborate closely with the businesses to ensure compliance with the existing and new regulations, including advising on the implementation of the relevant processes and controls to mitigate compliance and regulatory risk
  • Develop, implement and conduct compliance training programs. Review existing programs for improvements and updates needed due to revisions in laws and regulations
  • Provide support for compliance-related risk assessment and control evaluations as requested
  • Provide support for the development of compliance policies and procedures, and monitor implementation
  • Develop and deliver annual and targeted training and collaborating with other legal and compliance teams on one-bank projects
  • Conduct conflict reviews relating to AFG businesses
  • Work closely with compliance colleagues across the region in managing the compliance risk associated with AFG
  • Your future colleagues

    The team is open-minded, which allows different views or working styles to be shared or discussed amongst other another as well as cross collaboration with AFG and other 2nd Line of Defence functions

    We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global cultural values.

    Remote Working?N / A - pending TWWW agreement

    Your skills and experience

    To excel in this role, you should possess :

    Degree holder in Accounting, Finance, Business, Law or related fields is essential

    Minimum 5 years of Compliance or Risk & Control functions experience in the banking industry or related work experience with a regulatory body

    Pro-active, self-motivated, independent, assertive and confident personality

    Team-player who likes to share knowledge and ready to learn from others

    Strong communication skills, both verbal and written

    Proven ability to collaborate effectively with partners in the bank, including other risk and control functions, front office and other members of the Compliance team regionally and globally

    Dedication to fostering an inclusive culture and value diverse perspectives


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