Business Operation Risk Manager(Private Banking) Responsibilities :
Implement the risk control mechanisms KRIs) and risk monitoring requirements on the private banking business
Review policies & procedures, risk assessment materials submitted by various units and to analyze the compliance / operation risks in new businesses / products / systems
Conduct trade surveillance, daily report monitoring and other regular transaction and work flow monitoring to identify possible compliance / operational risks and provide recommendations to enhance control weaknesses
Perform self-assessment, gap analysis against internal and / or regulatory requirements
Advise business units on operational risks and control matters, including coordinate business contingency plan
Review operational risk incidents / customer complaints and monitor the implementation status of the action plans
Perform regular and ad hoc monitoring on relevant business activities and prepare management reports on compliance and operation risk related review results
Handle internal / external review or audit
Degree or above
At least 4 years banking experience, preferably Operational Risk Management, or relevant experience on private banking.
With Compliance background is an advantage.
Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks.
Proficient in written, spoken English and Chinese
Familiar with regulatory requirements of private banking