Business Operation Risk Manager(Private Banking)
Bank Of China (Hong Kong) Limited
Hong Kong

Business Operation Risk Manager(Private Banking) Responsibilities :

  • Implement the risk control mechanisms KRIs) and risk monitoring requirements on the private banking business
  • Review policies & procedures, risk assessment materials submitted by various units and to analyze the compliance / operation risks in new businesses / products / systems
  • Conduct trade surveillance, daily report monitoring and other regular transaction and work flow monitoring to identify possible compliance / operational risks and provide recommendations to enhance control weaknesses
  • Perform self-assessment, gap analysis against internal and / or regulatory requirements
  • Advise business units on operational risks and control matters, including coordinate business contingency plan
  • Review operational risk incidents / customer complaints and monitor the implementation status of the action plans
  • Perform regular and ad hoc monitoring on relevant business activities and prepare management reports on compliance and operation risk related review results
  • Handle internal / external review or audit
  • Requirements :

  • Degree or above
  • At least 4 years banking experience, preferably Operational Risk Management, or relevant experience on private banking.
  • With Compliance background is an advantage.

  • Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks.
  • Proficient in written, spoken English and Chinese
  • Familiar with regulatory requirements of private banking
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