Assistant Manager, Risk, Legal & Compliance
Dah Sing Bank
Hong Kong
3天前

You will be responsible to support compliance function in accordance with internal standards of the Company and external regulatory requirements.

Responsibilities :

Provide compliance services that support and facilitate the delivery of business plans, projects and initiatives

Develop and implement compliance policies, programs and conduct compliance reviews

Review training materials, marketing literature, product documents and sales materials to ensure compliance standards are met

Review and investigate escalated complaints

Ensure all compliance reporting requirements are met for both internal and regulatory reporting

Coordinate and manage ad-hoc compliance related projects and tasks

To meet the challenge, you should have the following qualifications and attributes :

University graduate or above

Minimum five years' experience in insurance and / or financial field

Knowledge in legal and compliance requirements in insurance industry

Good command of both written and spoken English and Chinese

Good communication and organization skills

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