Regulatory Compliance Analyst - Corporate Banking
Morgan McKinley
Hong Kong
6天前
source : eFinancialCareers Ltd.

Regulatory Compliance Analyst - Corporate Banking Business Risk Consultant with International Private Bank under Business Unit.

Reporting to both business team and the risk team

Responsibilities :

  • Supports the Head of Legal & Compliance in discharging his / her duties
  • Assists to review legal documents & materials and provide necessary regulatory support
  • Assists to manage the implementation of Compliance transformation projects in different compliance workstreams
  • Assists to implement remedial actions resulted from regulatory exam or internal reviews.
  • Acts as coordinator to carry out gap analysis to ensure policies and procedures in alignment with Laws and Regulations & requirements.
  • Assists to issue compliance alerts and newsletters on new / revised laws and regulations with implications for the Bank and communicate the latest development of regulatory landscape and enforcement news.
  • Handles compliance related Head Office reporting.
  • Provides support on appropriate training and education to staff on compliance matters.
  • Requirement :

  • 1-2 yrs legal or compliance experience in banking industry
  • University degree holder in Law or equivalent
  • Good knowledge of the HKMA guidelines.
  • Self-motivated and work independently.
  • Excellent command in both written and spoken English and Chinese
  • Job-ID : BBBH802051 WoCFdIYYmZXoZEu7 Datum der Veröffentlichung : 27 Jan 22

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