Responsible Officer Type 1&4(Part time)
Lake Street Executive Search
Hong Kong, Hong Kong
6天前

Responsibilities :

  • Act as Responsible Officer to supervise SFC Type 1,4,9 regulated activities & daily securities operations
  • Responsible for the overall business operations and compliance
  • Responsible for the company's risk control and supervise team members
  • Requirements :

  • Degree or above in Business related disciplines;
  • SFC registered RO / Qualified Representative for license 1,4,9
  • Experienced in compliance, operations and risk control
  • Mandarin and English is a must
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