VP, Team Lead, Business Compliance, Technology & Operations
DBS Bank (Hong Kong) Limited
Hong Kong, Hong Kong
4天前
source : eFinancialCareers

Business Function

Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital.

We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust and integrity for all our stakeholders.

Responsibilities

  • Manage regulatory risks arising from activities and operations undertaken by DBS HK, in particular by T&O
  • Provide critical risk assessment of transactions, structures and new initiatives proposed by BU / SU in particular in relation to digital initiatives and outsourcing arrangement by T&O unit
  • Review and advise on existing and new regulations
  • Communicate compliance regulatory matters relevant to T&O and assist them in setting up and monitoring internal control systems to ensure compliance
  • Review and sign off T&O new products, services & businesses and outsourcing from a regulatory perspective, advise on compliance and regulatory issues
  • Work with support units to develop and maintain standard documentation templates, and also to develop and issue policies, procedures and guidelines on specific matters to manage legal risks and to facilitate compliance with regulatory requirements and ethical standards applicable
  • Provide advice and assistance in education and training on key compliance and regulatory matters
  • Participate in key projects and initiatives, both local and regional
  • Play active role in overseeing and assisting T&O specific regulatory exams
  • Liaise with senior management of T&O and provide practical assistance, advice and timely escalation on major compliance / regulatory issues and developments
  • Liaise with regulators on regulatory and compliance matters as well as foster relationship during daily interaction
  • Requirements

  • A degree in Law, Finance, Accountancy, or related disciplines, or possession of legal or accountancy professional qualifications
  • Holders of CISA, CISM or CISSP
  • Qualified Accountant is a plus
  • Minimum 10 years' experience in finance or banking industry
  • In-depth knowledge of regulatory requirements of Hong Kong banking, financial services environment, compliance best practices and understanding of DBS HK's financial products and operating business
  • Strong knowledge of technology risk and e-Banking requirements
  • Ability to understand the business, analyze the issues and formulate appropriate recommendations
  • Self-motivated, independent and able to work under pressure
  • Good leadership skills to foster compliance culture
  • Ability to develop and coach team members
  • Ability to obtain valuable market practices from peers is a plus
  • Presentation to management as required to facilitate the making of informed decision(s)
  • Excellent people management and communication skills, a team player and solution-oriented
  • Ability to develop a rapport with BU / SU as well as external parties, such as regulators
  • Apply Now

    We offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognises your achievements.

    We regret only shortlisted candidates will be notified.

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