Business Control Officer – CBG/PVSI/GPS
SCORE Silicon Valley
Hong Kong, Central and Western District
3天前

Job Description

Individual Responsibilities

  • Corporate Banking Group (CBG) covers corporate clients, focusing on the marketing of financial services primarily to Asia-Pacific (APAC) multinational corporations (MNCs) that have U.
  • S. subsidiaries, as well as to APAC-based subsidiaries of Wells Fargo’s U.S. MNCs. Payments, Virtual Solutions and Innovation (PVSI) group deliver innovative cross-border payment solutions to customers in the region.

  • Serve as the primary day-to-day coverage officers for CBG and PVSI with proven knowledge of their products, services, processes, systems and customers and key risk controls.
  • Continuously engage in discussions with CBG and PVSI business partners as well as Global Business Control team on strategy, industry trends, organizational changes, and new / modified markets, systems, products and services.
  • Evaluate the adequacy and effectiveness of policies, procedures, processes, systems and internal controls, analyze business and / or system changes to determine impact;
  • identify risk issues and participate in the development of risk ratings.

  • Collaborate with, guide and counsel CBG and PVSI business processes and control owners on identifying where controls reside, managing control changes and evaluating effectiveness.
  • Works with the CBG and PVSI businesses and provides risk expertise and consulting for projects and initiatives.

  • Collaborate with, guide and counsel CBG and PVSI business partners on matters relating to the implementation of corporate policies and Wholesale requirements.
  • Help ensure proper business profiles of applicable regulations and associated controls as well as residual risks and compensating controls are maintained and continuously updated in appropriate systems of record on an ongoing basis.
  • Responsible for monitoring risk-based programs for CBG and PVSI businesses in order to identify, assess and mitigate risk that arises.
  • Reports findings and develops business cases to influence executive management or management committee member / head of business on the need for controls to mitigate risk.
  • Market Skills and Certifications

    Required Qualifications

  • 10+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both;
  • or 10+ years of IT systems security, business process management or financial services industry experience, of which 5+ years must include direct experience in compliance, operational risk management, or a combination of both

  • Experience with process and controls and evaluation for CBG and PVSI and Wholesale businesses and / or Wells Fargo businesses operating globally
  • Advanced Microsoft Office skills
  • Excellent verbal, written, and interpersonal communication skills
  • Strong analytical skills with high attention to detail and accuracy
  • Ability to interact with all levels of an organization
  • Strong management reporting skills, ability to translate data into actionable information.
  • Ability to effectively multi-task and successfully work on several unrelated projects at the same time as well as adapt to changing and competing priorities.
  • Experience with enterprise risk frameworks and related processes
  • Cross functional understanding of risk and controls (e.g. market, credit, finance, compliance, operations).
  • We Value Diversity

    At Wells Fargo, we believe in diversity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national or ethnic origin, age, disability, religion, sexual orientation, gender identity or any other status protected by applicable law.

    We comply with all applicable laws in every jurisdiction in which we operate.

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