AVP/Manager, Compliance Review
China Construction Bank
Hong Kong
6d ago

Main Responsibilities

  • Act as independent reviewer to conduct regular / thematic compliance reviews on an on-going basis and ensure adherence to Regulatory / Head Office requirements and internal policies
  • Coordinate / perform regulatory self-assessments, inspections and investigations
  • Keep abreast of regulatory requirements and changes / developments in business and operation of the Bank
  • Ensure the scope of regular and thematic review of the Bank can meet the regulatory focus as well as business and operation needs
  • Handle ad-hoc Head Office requests and / or reporting requirements (Compliance Review related)
  • Requirements

  • Degree holder preferably in Accounting, Law or related disciplines
  • Minimum 5 years' working experience in regulatory / compliance with hands-on experience in compliance review
  • Prior audit experience is highly preferable
  • Familiar with the banking ordinance and rules, codes and guidelines issues by HKMA
  • Solid experience in compliance review related matters, particularly in private banking sector and general banking sector
  • Sound knowledge of the relevant laws and regulators pertinent to bank
  • AML / CFT, wealth management products knowledge is required
  • Good interpersonal and communication skills to work with internal parties
  • People-oriented and a team player
  • Proficiency in both spoken and written English and Chinese (including Putonghua) Applicants who are not contacted within 8 weeks may consider their applications unsuccessful and their personal data will be retained by the bank for a period up to two years.
  • All information provided by applicants will be used for recruitment purposes only and will be used strictly in accordance with the bank’s personal data policies, a copy of which will be provided upon request.

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