Compliance Manager
MetLife
One Harbourfront, HK, HK
2天前

Responsibilities :

  • Assistthe Senior Manager, Ethics & Compliance to work with business units, regional and corporate Ethics and Compliance Teams and other risk control units to maintain a corporate culture based on integrity and customer trust through :
  • Providing business compliant solution and support to all Sales & Distribution Channels including Agency, Broker, Direct Marketing, Strategic Partnership and Digital and monitor intermediaries’ sales practice to ensure compliance risks are effectively mitigated
  • Providing compliance review and recommendation to business units via different compliance programs. Assisting in the development and implementation of compliance control : Sales Materials ReviewTraining Materials ReviewIntermediaries’ Sales Practice Monitoring & ControlsProduct ApprovalCustomer Complaint OversightPrivacy Protection ProgramCompliance Policies Review & ImplementationAnti-
  • money Laundering related mattersForeign Account Tax Compliance Act implementation and ongoing monitoringRegulatory requirement update & implementation

  • Working with the team to ensure change of laws or regulations are tracked and relevant policies and procedures are properly and timely implemented to the affected business units.
  • Conducting Compliance training and communication programs as a continuous effort of building and strengthening compliance awareness of all staff.
  • Preparing regular metrics and management reports to facilitate on-going control monitoring by management and functional leaders.
  • Supporting Senior Manager, Ethics & Compliance in implementing ad hoc projects initiated by local management and / or driven by Regional & Corporate teams to support business growth.
  • Handling company’s and representatives’ licensing matters to ensure proper licensing with local regulators, survey and other ad hoc reports as requested by OCI, CPT monitoring.
  • Requirements :

  • University degree and have at least 5 years relevant working experience in compliance, audit or risk management in financial institution and / or life insurance operations and preferably professionally qualified as an accountant / auditor or lawyer.
  • Experience on dealing with regulators such as OCI, HKFI and SFC.
  • Confident to communicate effectively with business units.
  • Familiar with guidance notes, codes and requirements issued by OCI, HKFI and SFC, Anti-money Laundering Ordinance, Personal Data (Privacy) Ordinance and Insurance Companies Ordinance.
  • Analytical skills and problem solving ability.
  • An effective team player and proactively engaged work attitude.
  • Mature, independent, well organized and customer focused.
  • Good communications, presentation and report-writing skills.
  • MetLife is a proud equal opportunity / affirmative action employer committed to attracting, retaining, and maximizing the performance of a diverse and inclusive workforce.

    It is MetLife's policy to ensure equal employment opportunity without discrimination or harassment based on race, color, religion, sex (including pregnancy, childbirth, or related medical conditions), sexual orientation, gender identity or expression, age, disability, national origin, marital or domestic / civil partnership status, genetic information, citizenship status, uniformed service member or veteran status, or any other characteristic protected by law.

    For immediate consideration, click the Apply Now button. You will be directed to complete an on-line profile. Upon completion, you will receive an automated confirmation email verifying you have successfully applied to the job.

    Requisition # : 105805

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