Director, Global Derivatives and ESG Compliance
Hong Kong

The Opportunity

The customer is the focus of everything we do, and millions of end users rely on our products daily. We believe in the value of empowering Director, Global Derivatives and ESG Compliance with the resources to solve critical problems for the future of our business, which is why we need you.

What motivates you?

  • You obsess about customers, listen, engage and act for their benefit
  • You think big, with curiosity to discover ways to use your agile mindset and enable business outcomes
  • You thrive in teams, and enjoy getting things done together
  • You take ownership and build solutions, focusing on what matters
  • You do what is right, work with integrity and speak up
  • You share your humanity, helping us build a diverse and inclusive work environment for everyone
  • We are looking for someone with :

  • Knowledge of investment industry and international financial markets.
  • Knowledge of investment products, derivatives, ESG regulations, MPF regulations and SFC’s codes and requirements.
  • Audit / law / compliance background; preferably with accounting / finance / legal designation.
  • At least 8-10 years of relevant experience with audit, financial intermediaries, or regulator.
  • Strong English written and verbal communication skills.
  • Advanced understanding of regulations
  • Ability to demonstrate a high degree of initiative and a strong commitment to meeting deadlines.
  • Ability to analyze industry regulations; adapt and develop policy and procedures to meet compliance requirements
  • Excellent organizational, prioritization and time management skills.
  • On the job you will :

  • Provide derivatives, ESG, regulatory advice to Trading, Operations, Compliance monitoring teams (BAU) to ensure awareness and understanding of relevant regulations
  • i) Evaluate derivative and ESG internal control, disclosure, and monitoring rules, (ii) establish required controls and monitoring best practices and standards.
  • Independently identifying, monitoring and tracking of regulatory changes and developments with a focus on those impacting derivatives and ESG related matters affecting the company, analyzing and assessing the business and compliance impact of regulatory developments, industry enforcement actions and providing strategic consulting in the decision-making process.
  • Implement compliance procedures and policies in accordance with all regulatory requirements and internal guidelines for Manulife Investment Management.
  • Assists in liaison with local and overseas regulatory authorities, e.g. MPFA, SFC and other third parties including the funds’ trustees and industry associations.
  • Perform compliance monitoring tests.
  • Aid in the compiling of necessary compliance and regulatory reports and documents as assigned.
  • Plan and direct investigations and quality assurance reviews as required.
  • Keeps abreast of regulatory developments and assess impact on business operations.
  • Answers enquiries on compliance related issues.
  • Makes recommendations for improvement of compliance policies and policies.
  • Manages compliance related projects as assigned.
  • Any other compliance matter or otherwise as directed from time to time.
  • Our commitment to you

  • Our mission; to be a part of making Decisions Easier and Lives Better
  • A leadership team dedicated to your growth and success
  • A bold ambition and set of goals to be a leader in driving transformation in our industry
  • Our best. Every day.
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