Senior Conduct and Regulatory Risk Manager - HSBC Life
HSBC Group
Hong Kong, China


Join our fast-growing Asia WealthManagement teams

HSBC Life is a world-classinstitution where you can specialise in Insurance but enjoy the advantages thatcome with being part of a leading global international bank.

Insurance is aboutpeople, and the promises they make. At HSBC Life we help deliver on thesepromises by providing a wide variety of life insurance products and services toour clients throughout the Asia-Pacific region.

Our employees enjoy a dynamic and innovative workplace and a world ofopportunities to develop their careers in a high-profile growing businesssegment.

We empower our team of high-performing individuals to build skills andexplore new experiences to realise the full potential of being part of HSBC.

Together we pursue efficient ways of working. We harness the latest data andtechnology solutions to achieve meaningful outcomes for our clients.

Theprotection we offer creates broad and lasting impact, helping clients to behealthier, more productive and more confident in their futures.

We are currently seeking a highcaliber professional to join our team as SeniorConduct and Regulatory Risk Manager .

Principal responsibilities

Implementand maintain a framework of controls appropriate to HSBC Insurance Hong Kong,which are in line with the business’s risk appetite

PerformConduct and Regulatory Risk related tasks

Developstrong relationships with Group Insurance and RBWM stakeholders, as well asglobal functions in the first, second and third lines of defence

Continuouslyand proactively monitor established conduct and regulatory risk controlsagainst new and emerging regulatory risks

Provideregular reporting to senior management on risk and project progress, asrequired

Engagebusiness and department management to ensure ownership and remediation ofinternal and external audit and regulatory requirements pertaining to conductand regulatory risk, as required

Owningthe data privacy risk control monitoring process and delegation of controlmonitoring activities as appropriate

Engagewith and support relevant projects / initiatives emanating from Group Insuranceand RBWM. Assess whether new projects adhere to conduct and regulatory riskpractices and raise awareness of the need to remediate any identified issues

  • Demonstrate a wide and deepunderstanding of business areas at the appropriate level and Group requirementsdetailed in Group Standards Manuals , Functional Instruction Manuals, andapplicable standards
  • Requirements

    Degree holder with solid experience within conduct and regulatory risk issues either within or external to HSBC

    Excellent communication and interpersonal skills

    Confidence to interact with the senior management at all levels

    Proven project and risk management capabilities with a focus on resolving complex problems

    Effective matrix management skills in multi-cultural environments

    Organised and autonomous

    Practical knowledge of some or all of the conduct, risk culture, conflicts of interest, market abuse risk or other regulatory risk concepts and frameworks

    You’ll achieve more when you join HSBC.

    Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.

    HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment.

    Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

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