URGENT!! Insurance Junior Risk and Compliance Officer / TST Area / 5 Days / 2 Yrs Exp. or above
CA Human Resource Limited
Hong Kong
3天前
source : Monster

Job Description : Job Duties :

Job Duties :

ï Perform compliance monitoring and independent compliance reviews to ensure compliance with applicable laws and regulations

ï Conduct post sales survey and investigations into market conduct issues

ï Carry out sales compliance reviews to ensure proper market conduct and sales advisory practices

ï Monitor and communicate new regulatory developments

ï Perform KYC checking

ï Ensure marketing materials comply with applicable laws / regulations and company’s guidelines

ï Any other ad-hoc projects

Requirement :

ï Bachelor degree or above in Accounting / Law / Finance / Business

ï At least 2 years of working experience in the Financial / Insurance Industry

ï Good knowledge and understanding of corporate governance, regulatory compliance and familiar with organizational best practices

ï Good knowledge of the Financial / Insurance regulations

ï Independent, resourceful, meticulous, adaptable, ability to work under pressure, positive work attitude

ï Strong analytical, organizational, interpersonal and influencing skills

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