Responsible Officer
Babel Asia Asset Management Pte Ltd
Hong Kong, Hong Kong
2天前

Key Responsibilities :

  • Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm
  • Manage daily operations to ensure full regulatory compliance
  • Comply with all applicable laws, rules and regulations and standard of good market practices
  • Requirements :

  • Minimum 6 years of solid experience in asset management relating to portfolio management and fund management in any one of the areas : fund formation, asset management.
  • Current holder of SFC unconditional Responsible Officer license for Type 4 & 9 regulated activities preferred. However, current Type 4 & 9 Representatives will also be considered if they have the above-mentioned experiences.
  • Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control
  • Solid understanding about middle and back office operations, risk controls and investment process of fund management companies
  • Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills
  • Good command of written & spoken English and Chinese (including Mandarin)
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