Assistant Vice President, Compliance

EFG International

Hong Kong

5天前

Job Description

Main Duties and Responsibilities

Responsible for analyzing and closing transaction monitoring (TM) and screening alerts with potential financial crime concern

Ensure potential suspicious transactions are thoroughly investigated and timely escalation of potential suspicious activity to MLRO having regard to regulatory requirements and local procedure

Prepare for suspicious transaction reports (STRs) and ensure STRs are filed in a timely manner

Conduct regular assessment of TM and screening systems and propose improvements where appropriate

Participate in ad-hoc projects and system enhancement testing

Apply risk and data analytic techniques to optimize detection scenarios

Prepare training materials and delivers AML training as appropriate

Interact with front office staff to resolve / understand issues arising from TM alerts

Requirements

Degree holder, preferably in business, finance, accounting discipline

5 years of experience in AML Compliance including transaction monitoring experience in financial institutions (private banking environment is preferred)

Prior experience using TM systems

Good analytical, report writing and interpersonal skills

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