Assistant Vice President, Compliance
EFG International
Hong Kong

Job Description

Main Duties and Responsibilities

  • Responsible for analyzing and closing transaction monitoring (TM) and screening alerts with potential financial crime concern
  • Ensure potential suspicious transactions are thoroughly investigated and timely escalation of potential suspicious activity to MLRO having regard to regulatory requirements and local procedure
  • Prepare for suspicious transaction reports (STRs) and ensure STRs are filed in a timely manner
  • Conduct regular assessment of TM and screening systems and propose improvements where appropriate
  • Participate in ad-hoc projects and system enhancement testing
  • Apply risk and data analytic techniques to optimize detection scenarios
  • Prepare training materials and delivers AML training as appropriate
  • Interact with front office staff to resolve / understand issues arising from TM alerts
  • Requirements

  • Degree holder, preferably in business, finance, accounting discipline
  • 5 years of experience in AML Compliance including transaction monitoring experience in financial institutions (private banking environment is preferred)
  • Prior experience using TM systems
  • Good analytical, report writing and interpersonal skills
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