Assistant Vice President, Compliance
EFG International
Hong Kong
5天前

Job Description

Main Duties and Responsibilities

  • Responsible for analyzing and closing transaction monitoring (TM) and screening alerts with potential financial crime concern
  • Ensure potential suspicious transactions are thoroughly investigated and timely escalation of potential suspicious activity to MLRO having regard to regulatory requirements and local procedure
  • Prepare for suspicious transaction reports (STRs) and ensure STRs are filed in a timely manner
  • Conduct regular assessment of TM and screening systems and propose improvements where appropriate
  • Participate in ad-hoc projects and system enhancement testing
  • Apply risk and data analytic techniques to optimize detection scenarios
  • Prepare training materials and delivers AML training as appropriate
  • Interact with front office staff to resolve / understand issues arising from TM alerts
  • Requirements

  • Degree holder, preferably in business, finance, accounting discipline
  • 5 years of experience in AML Compliance including transaction monitoring experience in financial institutions (private banking environment is preferred)
  • Prior experience using TM systems
  • Good analytical, report writing and interpersonal skills
  • 报告这项工作
    checkmark

    Thank you for reporting this job!

    Your feedback will help us improve the quality of our services.

    申請
    郵箱地址
    通過點擊“繼續”,我允許neuvoo同意處理我的數據並向我發送電子郵件提醒,詳見neuvoo的 隱私政策 。我可以隨時撤回我的同意或退訂。
    繼續
    申請表