Head of Legal & Compliance
Selby Jennings Hong Kong
Hong Kong, Hong Kong
8天前
source : EFinancialCareers Ltd

Responsibilities

  • Conduct compliance review and investigation to ensure the Company and its subsidiaries adherence to relevant legal and regulatory requirements;
  • Advise business line managers to establish and implement procedures and control systems to comply with all applicable regulations, laws, and codes;
  • Advise operations and risk management units on regulatory compliance and internal control issues;
  • Draft and review agreements in compliance with laws and regulatory requirements;
  • Coordinate and liaise with regulatory authorities on inquiries;
  • Maintain an effective licensing function.
  • Requirements

  • Degree holder in Law, Business, Finance or related discipline(s);
  • Minimum 8 years of legal and compliance experience in sizable financial institutions and / or regulatory bodies
  • Familiar with Securities & Futures Ordinance, Company Ordinance and other statutory and regulatory requirements ;
  • Self-motivated and pro-active team player with strong problem-solving skills;
  • Good command of written and spoken English and Chinese (Mandarin, Cantonese)
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