Associate - Listing - Structured Products & Fixed Income
Hong Kong Exchanges and Clearing Limited
Hong Kong, Asia Pacific

Job Responsibilities :

  • Assist in the processing of listing applications of structured products and post listing monitoring of performance of structured products issuers
  • Communicate with and review submissions from structured products issuers
  • Perform analytical review of trading data and issuers’ performance records and recommend follow up actions
  • Conduct initial assessments of investors’ complaints and recommend course of action
  • Monitor development of the structured products industry and identify industry trends and risks for policy formulation
  • Participate in IT projects to support the team’s operational enhancement initiatives
  • Job Requirements :

  • University Degree, preferably in Finance, Quantitative Finance, Economics or related disciplines
  • At least 3 years’ relevant experience in risk management, compliance or control functions of well-established financial organizations
  • Market knowledge of practices, regulations and operations of the securities market including the structured products industry is a plus
  • Detailed oriented; strong communication skills and critical thinking; solid experience in data analysis
  • Good command of written and spoken English and Chinese
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