Risk Control Group (RCG) Analyst
Morgan Stanley
Hong Kong
3天前

The Risk Control Group (RCG) provides oversight of regulatory and firm requirements for supervision, Surveillance, entitlements, information security and supplier risk programs by performing in-depth assessments and implementing consistent programmatic coverage globally for Fixed Income, Commodities, Bank Resource Management and Institutional Equity.

The team seeks to ensure front-office compliance with all applicable rules and regulations governing the firm, as well as adherence to internal standards, controls and policies.

RCG members are part of the S&T Non-Market Risk structure. The RCG team fulfills a front office advisory role as the first line of defense.

The scope includes escalation, oversight, project execution, control ownership and is the default owner for many division-wide audit and regulatory issues.

RCG employees act as a delegate for supervisors and other business owners. RCG is looking for an analyst to support projects and day-to-day tasks as applicable.

Key Roles and Responsibilities Servicing the Sales and traders to apply the risk control framework. Reviewing surveillance reports / system and following escalation procedures.

Review of system entitlements and analyzing appropriate access. Providing local support and oversight of outsourced processes and ensuring data accuracy for population management.

Manage escalations on Non-Market Abuse (NMA) trade surveillance. Ability to build strong relationships with Business, Compliance and Technology stakeholders across the region to drive continuous improvement on Risk governance.

Promote risk education and awareness and provide management summaries as appropriate Engaging with Sales and Trading contacts and other stakeholders to build awareness of RCGs continued focus on proactive and effective surveillance and supervision.

报告这项工作
checkmark

Thank you for reporting this job!

Your feedback will help us improve the quality of our services.

申請
郵箱地址
通過點擊“繼續”,我允許neuvoo同意處理我的數據並向我發送電子郵件提醒,詳見neuvoo的 隱私政策 。我可以隨時撤回我的同意或退訂。
繼續
申請表