Associate, Compliance
GF Holdings (Hong Kong) Corporation Limited
Hong Kong, Hong Kong


  • Provide practical and accurate compliance advice to business such as Retail and Institutional Brokerage, Wealth Management, Research and Global Markets business
  • Assist senior compliance management to advise business stakeholders on AML / CFT related enquiries and matters
  • Assist senior compliance officer to conduct internal investigation and draft conclusion report
  • Conduct periodic and ad hoc review of internal policies and procedures in light of evolving regulatory environment
  • Collaborate closely with internal stakeholders for implementation of compliance related projects
  • Handle regulatory requests, enquiries and examinations in a proper and timely manner
  • Deliver ongoing internal training to promote compliance culture as appropriate
  • Requirements

  • Self-motivated, able to work independently and collaboratively in a highly dynamic environment
  • Sound knowledge in rules and regulations administered by the SFC, compliance best practices, financial products as well as securities business
  • Strong analytical skills with ability to make prompt and accurate recommendations
  • Good interpersonal and communication skills
  • Degree holder in Law, Accounting, Finance, Business Administration or related discipline
  • Three-year solid work experience in regulatory, AML or brokerage compliance preferably in Chinese financial institutions or regulatory bodies
  • Proficiency in both written and spoken English and Chinese (including Mandarin)
  • Immediately available is highly preferred
  • We offer attractive remuneration package and fringe benefits to the right candidate. Interested applicants please send detailed resume stating present & expected salaries and date of availability to Human Resources Department by clicking "APPLY NOW".

    Further information about our group companies can be found at and

    All applications will be treated in the strictest confidence and personal data collected will be used for recruitment purpose only.


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