Head of Wholesale Banking, Financial Crime Compliance
Hang Seng Bank Limited
Mongkok, Hong Kong
12小时前

Description

A Career with Hang Seng Bank

Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-

in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities and competitive compensation packages.

Head of Wholesale Banking, Financial Crime Compliance

Financial Crime Compliance

Compliance is a global function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help Hang Seng navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and serves customers fairly.

Compliance aspires to continuously raise the bar and set leading standards across the industry to help Hang Seng safeguard its customers and the communities within which it operates.

Compliance is a global function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help Hang Seng navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and serves customers fairly.

Compliance aspires to continuously raise the bar and set leading standards across the industry to help Hang Seng safeguard its customers and the communities within which it operates.

We are currently seeking a high caliber professional to join our department as Head of Wholesale Banking, Financial Crime Compliance .

Principal responsibilities

  • Support Head of Financial Crime Compliance (FCC) in the provision of clear, concise, consistent and constructive customer conscious advice and strategic guidance to Wholesale Banking Teams and business colleagues.
  • Work closely with the CMB management team to offer seamless compliance coverage across the Wholesale Banking platform.
  • Partner with regional / country teams leveraging resources as needed to execute Compliance oversight and support of Wholesale Banking Business.
  • Liaise with relevant individuals within Group CMB and elsewhere regarding new products and services and the development of standardised compliance procedures, monitoring and training.
  • Support Head of FCC to drive consistency in local compliance risk assessments, ensuring that they are completed effectively, with monitoring plans prepared and executed.
  • Ensure the accurate input to the provision of periodic reports as required, input to Compliance Certificate and Annual Plan.
  • Provide compliance input into Wholesale Banking FCC projects at the direction of the FCC Heads and systems developments as they relate to Wholesale Banking FCC globally.
  • To observe the Group Compliance Professional Standards and Guidelines for Compliance Officers .
  • To provide technical support to the Human Resources or Training function in the provision of training or, as the case may be, to provide training directly to business areas in the procedures and practices necessary to achieve compliance with relevant Regulations.
  • Requirements

  • University Graduate
  • Seasoned professional with 5-10 years’ experience in risk & compliance roles, to include significant AML / CTF advisory roles
  • Extensive knowledge of AML / CTF regulations and guidance.
  • Significant experience in the financial services industry.
  • Lateral thinker with an ability to interpret and solve complex issues.
  • Proven / Excellent leadership skills / ability.
  • Excellent communicator with strong inter-personal and influencing skills.
  • Ability to lead change, contributing to joining up with the other teams in Risk and Business at Country level
  • Experience of dealing with regulatory matters and confident interaction with Regulators.
  • Holder of professional qualification on AML / CFT (e.g. ACAMS, ICA, Associate AML Professional of HKIB) is preferred
  • Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes
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