In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860.
Currently with over 17,000 employees* and a presence in 13 markets, BNP Paribas provides corporates, institutional and private investors with product and service solutions tailored to their specific needs.
It offers a wide range of financial services covering corporate & institutional banking, wealth management, asset management, insurance, as well as retail banking and consumer financing through strategic partnerships.
Worldwide, BNP Paribas has a presence in 73 markets with more than 196,000 employees. It has key positions in its three main activities : Domestic Markets and International Financial Services (whose retail-banking networks and financial services are covered by Retail Banking & Services) and Corporate & Institutional Banking, which serves two client franchises : corporate clients and institutional investors.
Asia Pacific is a key strategic region for BNP Paribas and it continues to develop its franchise in the region.
BNP Paribas offers you an exciting career in an international business environment that is fast-paced, diverse and focuses on creating high-value relationships with our clients.
We offer competitive salary and benefits, as well as a working environment where you’re valued as part of the team.
https : / / careers.apac.bnpparibas /
A key role in the Regional Global Markets Compliance Governance Model and a senior member of the regional compliance team.
Support the Regional Head of Compliance, the Regional Head of Global Markets / ALMT Compliance, coordinate all advisory-related activities and action plans closely with various dedicated Global Markets Compliance teams in the region.
Responsible for closely liaising with and keep regularly informed the relevant Global Markets business seniors, and country compliance heads in countries where the Global Markets (Fixed Income) and ALM Treasury businesses are dominant, particularly the hubs of Hong Kong, Korea, Japan and Taiwan.
The main business lines covered will include PCM, FXLM, G10 Rates and ALM Treasury.
Act as the coordinator for Global Markets & ALMT Compliance BNPP SA HK Branch.
Act as the North Asia central point of co-ordination for various regional projects on Global Markets (Fixed Income) side.
This position will also act as one of the main Compliance contact point for the implementation within Global Markets of local, regional, and global remediation projects, reform initiatives in the area of trading, clearing and reporting of OTC derivatives, and support Dodd-Frank, Volcker, EMIR, and French Banking Law related response initiatives.
He or she will spearhead regional training initiatives aimed at maintaining consistently high levels of front office proficiency in relevant rules and regulations, codes of conduct, and particularly the laws and regulations governing the bench marking activities and various remediation requirements for APAC Global Markets business.
and various regulatory authorities in North Asia.
Specifically, as in GM (FI / ALMT) Compliance APAC team, he / she will :
Competencies (Technical / Behavioral)
The incumbent will have knowledge in most if not all of the following asset classes :
Subject specialism would also be useful, e.g. primary market activities, wall crossing, conflicts management, KYC and characterization requirements, suitability and client interest protection, sale of investment products, etc.
Strong analytical and problem solving skills. Willing to learn, tenacious, hardworking and enthusiastic. The candidate must possess good communication and social skills to be a team player and work with all levels.
Independent minded, with good command of written and spoken English. Sound knowledge of Word, Excel and PowerPoint.
Specific Qualifications Required
Education : Undergraduate Degree
Experience : A minimum of 10 or more years of experience in the Compliance department of a financial institution, with knowledge of fixed income products and / or capital market activities such as FI DCM or Syndicate.
Possess an excellent knowledge of HKMA / SFC requirements and their practical application.
The candidate should be a senior professional with regulatory and related industry experience. This will entail sufficient experience and a good understanding of the regulatory environment and the key challenges and developments which the business as well as the wider industry faces.